Search for: "Bruce Kelly"
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10 Sep 2013, 7:23 am
Critical as they are, the authors acknowledge Kelly and Cohen have been right most of the time. [read post]
26 Jul 2008, 4:56 pm
Kelly Hedo Turkoglu - Alfred E. [read post]
12 Jan 2011, 3:00 pm
Westcott Virginia Wettlaufer Lisa Yom Interior Design Committee Wendy Goodman, Interior Design Chair Design Editor, New York Magazine Anthony Baratta & William Diamond John Barman & Kelly Graham Nate Berkus Bruce Bierman Geoffrey N. [read post]
30 Jan 2023, 4:33 am
It is Bruce who brought it. [read post]
20 Sep 2010, 10:30 am
Bruce Macewen’s blog Adam Smith, Esq. [read post]
31 May 2007, 8:59 am
See Bruce Kelly, Advisers Often Skirt Compliance Rules, Survey Finds, InvestmentNews, May 29, 2007. 45% said they were concerned that an investor would file an arbitration complaint or lawsuit against them for violation of compliance rules. 20 % of the surveyed professionals said they knew of someone who knowingly violated compliance rules and regulations. 21 of the registered representatives surveyed said they spent less than one hour a week on compliance, while… [read post]
5 Feb 2010, 5:00 am
CFTC: Billy Ray and Winthrop Were Not Insider Traders by Bruce Carton in Compliance Week’s Enforcement Action. [read post]
15 Jul 2011, 10:44 am
., PC, Casper, Wyoming.Representing Appellee (Plaintiff): Bruce A. [read post]
20 May 2013, 6:10 am
Brownfield; Raymond Kelly, New York Police Department; George Turner, Atlanta Police Department; Mao; Secretary of State John Kerry; Karl Spiecker, Colorado Department of Corrections; Beau Biden, Attorney General of Delaware; Bruce Swartz, Department of Justice; and Greg Marcantel, New Mexico Corrections Department. [read post]
30 Oct 2010, 12:37 pm
Bruce Braley (D-IA), the past president of the Iowa Trial Lawyers Association. [read post]
25 Feb 2011, 2:01 pm
Scoggin of McKellar, Tiedeken & Scoggin, Cheyenne, Wyoming.Representing Appellee (Repsondent): Bruce A. [read post]
5 Dec 2014, 5:00 am
” 2015 SEC Trial Scorecard Update: Agency is Undefeated After Two Trials by Bruce Carton in Compliance Week To date in FY 2014 (which began on October 1, 2014), the SEC has had two trials in federal court reach a verdict. [read post]
26 Feb 2016, 6:00 am
So did Bruce Carton. [read post]
9 Feb 2015, 8:25 am
District Judge Gerald Bruce Lee. [read post]
17 Dec 2010, 8:22 am
Price II, JudgeRepresenting Appellant (Petitioner): Kenneth DeCock of Plains Law Offices, Gillette, Wyoming.Representing Appellee (Respondent): Bruce A. [read post]
17 Mar 2011, 6:19 pm
[Thanks to my colleague Bruce Stern at the Brain Injury Law Blog.] [read post]
11 Jan 2013, 5:00 am
Getting Comfortable With an Uncertain World by Matt Kelly in Compliance Week If you’re going to read one book at the start of this year to improve your understanding of the world and the compliance professional’s role in it, read The Signal and the Noise by Nate Silver. [read post]
4 Apr 2018, 7:38 am
Carter Page Brooks Wells Fargo Clearing Services, LLC Edward Jones Christopher Masharn Bruce State Farm VP Management Corp Abel Chaves Farmers Financial Solutions, LLC Christian Colon Ausdal Financial Partners, Inc. [read post]
14 Feb 2014, 5:48 am
Bad Apple: REITs fined $1.5 million for disclosure violations by Bruce Kelly in Investment News The Apple REITs failed to value the REITs properly, disclose numerous related-party transactions and divulge executive compensation of four REITs, according to a SEC cease-and-desist order, which was a settlement between the SEC and the various respondents. [read post]
21 Mar 2011, 10:36 am
., Cheyenne, Wyoming.Representing Appellee (Respondent): Bruce A. [read post]
