Search for: "Bryan v. Securities and Exchange Commission"
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23 Sep 2013, 12:50 pm
Bryan Arias, Hugo A. [read post]
21 Jul 2011, 2:02 pm
Jenkins and the Staff of the Securities and Exchange Commission have reached a tentative settlement agreement to resolve this matter," noting that "such tentative settlement agreement is subject to approval by the Securities and Exchange Commissioners. [read post]
28 Jan 2012, 9:29 pm
Of course, there is also the $285 million settlement reached between Citigroup and the Securities and Exchange Commission that US District Judge Jed S. [read post]
5 Aug 2011, 5:03 am
The defendants were convicted of conspiracy, mail fraud, securities fraud, and false statements made to the Securities and Exchange Commission and were sentenced to prison terms ranging from one to four years. [read post]
16 Nov 2011, 8:22 am
Jenkins and the Staff of the Securities and Exchange Commission have reached a tentative settlement agreement to resolve this matter," noting that "such tentative settlement agreement is subject to approval by the Securities and Exchange Commissioners. [read post]
13 Sep 2009, 7:24 pm
Miss. 1980) (§ 1709(b)(2)); Bryan v. [read post]
16 Jan 2018, 4:18 am
Andrew Chung reports at Reuters that the justices “agreed to hear a challenge to a key Securities and Exchange Commission practice – its use of in-house judges to enforce investor protection laws” Additional coverage of the grant in Lucia v. [read post]
18 Jan 2018, 4:17 am
Securities and Exchange Commission that SEC administrative law judges are “officers of the United States” within the meaning of the appointments clause. [read post]
12 Jun 2021, 1:29 pm
Robert Hills, Matt Kubic and Bill Mayew argued that when the Securities & Exchange Commission focuses on terrorism, it misses instances of more traditional financial misrepresentation. [read post]
1 Sep 2017, 6:49 am
JESSICA PARKER VALENTINE AND BRYAN L. [read post]
26 Jan 2024, 6:30 am
Securities and Exchange Commission, on Thursday, January 25, 2024 Tags: IPOs, SEC, Shell Companies, SPACs, Special purpose acquisition companies [read post]
26 Jan 2024, 6:30 am
Securities and Exchange Commission, on Thursday, January 25, 2024 Tags: IPOs, SEC, Shell Companies, SPACs, Special purpose acquisition companies [read post]
12 Apr 2019, 6:20 am
Securities and Exchange Commission, on Tuesday, April 9, 2019 Tags: Human capital, Investor protection, SEC, SEC rulemaking, Securities enforcement, Securities regulation Encouraging Smaller Entrants to Our Capital Markets Posted by Elad L. [read post]
11 Oct 2009, 9:47 pm
Given the volatility in the market place, who is going to monitor the securities to determine the lowest value a security can be traded? [read post]
1 Oct 2008, 11:29 pm
[6] Further information about short selling can be found on the Securities and Exchange Commission's website at [www.sec.gov] [read post]
14 May 2012, 6:45 am
Bryan Wilson of Morrison & Foerster's Palo Alto office spoke about the pros and cons of litigating a trade secrets claim before the International Trade Commission (ITC). [read post]
24 Mar 2017, 7:24 am
Courts of Appeals for the 3rd and 9th Circuits – that Item 303 of Securities and Exchange Commission Regulation S-K creates a duty to disclose that is actionable under Section 10(b) of the Securities Exchange Act of 1934 and SEC Rule 10b-5. [read post]
21 Jun 2017, 7:59 am
Thanks to Bryan U. [read post]
14 May 2021, 8:01 am
Bryan Steil (R-Wis); the amendment was rejected in each instance by party line votes.Moreover, an amendment offered by Rep. [read post]
26 Mar 2007, 7:06 am
Securities and Exchange Commission. [read post]
