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2 May 2024, 5:59 am by Jonathan Rosenfeld
Whether you’re a seasoned pet owner or just starting out with a new companion in Chicago or Cook County, this guide is designed to assist you in finding all the essential services your pet might need. [read post]
1 May 2024, 10:16 pm by The White Law Group
FINRA penalized LPL Financial LLC, the largest independent broker-dealer in the U.S., for inadequate supervision of direct business transactions, resulting in inaccurate record-keeping. [read post]
30 Apr 2024, 9:40 am by Cynthia Marcotte Stamer
The $265,000 Liberty Energy, Inc. doing business as Liberty Oilfield Services, LLC, will pay to settle a race and national origin discrimination lawsuit brought on behalf of three mechanics by the U.S. [read post]
28 Apr 2024, 8:35 am by David Oxenford and Keenan Adamchak
  The FTC, in a 570-page order, adopted rules that ban the use of noncompete provisions in employment agreements (and clauses that act like noncompetes to limit employee mobility) in virtually all instances except when the promise of a noncompete is by a seller in connection with their sale of a business. [read post]
22 Apr 2024, 1:11 pm by Kevin LaCroix
Given the potential for the return of significant IPO activity, it is worth noting that IPO transactions entail certain risks, including in particular for the IPO companies’ private equity backers, as discussed in the following guest post written by Michelle Grimaldi, Assistant Vice President, Claims, Fair American Insurance and Reinsurance Company; Elan Kandel, Member, Bailey Cavalieri LLC; and James Talbert, Associate, Bailey Cavalieri LLC. [read post]
22 Apr 2024, 11:39 am by The White Law Group
  On February 23, 2024, in connection with an investigation into the circumstances giving rise to the Form U5 filed by NYLife, FINRA requested that Corcuchia appear for on-the-record testimony. [read post]
22 Apr 2024, 5:00 am by Bernard Bell
” Slip op. at 10.[9] Thus Lindke had to show not just that Freed possessed “some authority to communicate with residents on behalf of Port Huron,” but that his alleged censorship of Linke’s posts was connected to Freed’s speech “on a matter within Freed’s bailiwick. [read post]
16 Apr 2024, 1:32 pm by The White Law Group
   Brokerage firms that fail to monitor the business activities of their employees may be liable for investment losses due to negligent supervision for the misconduct of their employees. [read post]
15 Apr 2024, 12:15 am
The lender and the issuer, or the lender and the guarantor, by reason of their own business and financial experience or that of their professional advisers, could reasonably be assumed to have the capacity to protect their own interests in connection with the transaction. [read post]
11 Apr 2024, 7:47 am by Shane McCall
VSBC-342-P (Mar. 14, 2024), a protester challenged the SDVOSB status of Gilk and Sons, LLC (Gilk and Sons) in connection with a DLA solicitation set aside for SDVOSBs. [read post]
10 Apr 2024, 11:38 am by Matthew Dochnal
Delaware state law requires all limited liability companies (LLCs) and corporations to have a Delaware Registered Agent at all times. [read post]
5 Apr 2024, 6:00 am by Jim Sedor
While Smotkin has extensive connections in Morocco, he had another important relationship: a yearslong bond with California Attorney General Rob Bonta. [read post]