Search for: "C-III Asset Management LLC "
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22 Dec 2020, 1:21 pm
Investment firms shall notify their clients of the actions taken for the transfer of client assets within five working days of the transfer, respectively shall notify the FSC within three working days of the expiration of the term for transfer of client assets. [read post]
14 Mar 2016, 2:56 am
A paralegal working at the insured law firm, Cumberland & Erly, LLC (“C&E”), embezzled $157,268.75 through forging checks. [read post]
11 Apr 2012, 1:13 am
He is the founder and managing partner of Joseph & Cohen, Professional Corporation in San Francisco, CA. [read post]
5 Aug 2017, 11:50 am
Portfolio Recovery Assocs., LLC, 837 F.3d 918, 932 (8th Cir. 2016) (finding viable FDCPA claims based on amounts "misstated by $1.29, $1.84, and $0.65" because "there [i]s no de minimis exception to FDCPA liability based upon low dollar amounts").[4]FULL TEXT OF DISSENTING OPINION STEPHEN A. [read post]
28 Jun 2010, 9:18 pm
Where the two Courts diverged, however, was at the point that the Court of Chancery determined that "... if a Cede breakdown is part of the stock ledger for purposes of Section 220(b), it logically should be part of the stock ledger for purposes of Section 219(c).... [read post]
6 Nov 2018, 11:51 am
It was in effect until 1 August 2015, when Argentina replaced it with a new Civil and Commercial Code (known as Código Civil y Comercial de la Nación). [read post]
9 May 2023, 9:01 pm
III. [read post]
12 Feb 2024, 6:07 am
Just like the cases alleging overpayments to TIAA and Fidelity in the retirement space, this lawsuit is claiming that J&J fiduciaries must pay for alleged excessive overpayments or markups to the pharmacy benefit manager (PBM) for specialty generic drugs. [read post]
20 Sep 2010, 7:28 am
Worcester County Circuit Judge Thomas C. [read post]
29 Jul 2013, 7:45 am
In Noble Asset Management v. [read post]
24 Jan 2014, 12:57 am
Commentators Sparks and Hamermesh, in a 1992 article, suggested a somewhat limited applicability to officers: While there are no cases directly on point, the concept of an officer as the repository of delegated management authority by the board suggests that the availability of a business judgment rule defense may only be available to a corporate officer when that officer is operating within the scope of the delegated authority … As a result, officers face a dual… [read post]
31 Aug 2011, 10:27 am
In particular, because of the Supreme Court’s recent opinion in AT&T Mobility LLC v. [read post]
6 Jan 2011, 11:03 am
Urban Gorilla, LLC, 2010 WL 5395065 (D. [read post]
24 Jan 2014, 12:57 am
Commentators Sparks and Hamermesh, in a 1992 article, suggested a somewhat limited applicability to officers: While there are no cases directly on point, the concept of an officer as the repository of delegated management authority by the board suggests that the availability of a business judgment rule defense may only be available to a corporate officer when that officer is operating within the scope of the delegated authority … As a result, officers face a dual… [read post]
1 Mar 2017, 9:30 am
As summarised in an Isle of Man judgment, the scheme resembled a “Ponzi” scheme in that apparent repayments to HC were in fact funded in a circular way by HC itself: see paragraph 30 of the judgment of His Honour Deemster Corlett, Heather Capital Limited v KPMG Audit LLC, 17 November 2015. [9] A third party, Nicholas Levene, was a participant in the scheme. [read post]
