Search for: "CFA INSTITUTE"
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1 Jul 2016, 6:11 am
Sixty-nine percent of the respondents to a CFA Institute survey supported verification measures, he advised. [read post]
14 Dec 2015, 4:55 am
See also CFA’s blog about the Guide. [read post]
23 May 2023, 6:22 am
As a result, the firm was estopped from contending that, because of the terms of the CFA, she lost nothing of value as a result of any breach of duty. [read post]
2 Feb 2015, 10:01 pm
HHS is so big that a new food-safety agency under its banner would be lost among other priorities, said Chris Waldrop, director of CFA’s Food Policy Institute. [read post]
16 Nov 2014, 11:00 pm
Now that a month has passed and the groups haven’t heard of any progress, they’re getting more worried that the rule won’t be finished in time, said Christopher Waldrop, director of the Food Policy Institute at the Consumer Federation of America (CFA). [read post]
3 Apr 2009, 8:55 am
Among the institutional investors and groups submitting letters in support of the new rule were the California State Teachers' Retirement System, TIAA-CREF, Hermes Equity Ownership Services, the Canadian Coalition for Good Governance, the Florida State Board of Administration, the CFA Institute Centre for Financial Market Integrity, the Ohio Public Employees Retirement System, and Trillium Asset Management. [read post]
11 Oct 2012, 5:40 pm
Susan Mangiero, CFA, certified Financial Risk Manager and Accredited Investment Fiduciary Analyst and senior ERISA attorney Lawrence K. [read post]
23 Apr 2013, 1:33 pm
Footnotes [1] Rule 144A is another private placement exemption involving sales of securities to certain institutional investors. [read post]
10 Jul 2007, 8:29 pm
The designation or degree must be awarded by a credible institution or examining body as a designation or degree. [read post]
12 Oct 2016, 3:00 am
Women on Boards: Benefits of Gender Diversity While we’re on the topic of gender diversity, this recent CFA Institute blog highlights the results of an MSCI study on women serving on corporate boards in the US and other developed & emerging markets. [read post]
26 Jul 2013, 4:02 am
Director Roles in Going Private Deals In this podcast, Matt Orsagh of the CFA Institute talks about the SEC's recent enforcement case in which it charged and fined Revlon for misleading shareholders - as well as the company's independent directors - as a result of a "going-private" transaction: - What was the SEC's recent Revlon enforcement action about? [read post]
23 Apr 2015, 3:33 am
The notice also refers to the CFA Institute study on proxy access which we previously discussed here, including the oft-quoted projection that proxy access has the potential to raise U.S. market capitalization by between $3.5 billion and $140.3 billion and also that proxy access is rarely used in the jurisdictions where it is available. [read post]
7 Jul 2012, 6:16 am
. **** July 9 Sponsor: Norton Rose Event: The Impact of Regulatory Changes in the US Location: Webinar July 10 Sponsor: B2B Event: How Traders Have Been Affected by the Volcker Rule and Other Hindrances Location: Webinar July 10 Sponsor: New York Hedge Fund Roundtable Event: Update on Green Investing Location: New York, NY July 11 Sponsor: 100 Women in Hedge Funds Event: 11th Annual Risk Management Panel Location: New York, NY July 12 Sponsor: The Southeastern Hedge Fund Association Event: The 11th… [read post]
11 Nov 2011, 7:48 am
Depending on the feedback, possible options include keeping the status quo, retaining the exemptions with adjusted thresholds, limiting the use to certain investors (such as institutional investors), using alternative qualification criteria or imposing other investment limitations. [read post]
6 Aug 2013, 11:29 am
” Their letter includes an appendix that addresses the key findings made in a 2012 MLA study conducted by the Consumer Federation of America and challenges the CFA’s recommendation that the MLA be expanded in several areas. [read post]
15 Jun 2010, 4:27 am
Survey Results: Investor Perception of Independent Auditor's Work Below are the key findings of a recent survey by the CFA Institute regarding audit reports (see related info in our "Audit Process" Practice Area). [read post]
19 Oct 2021, 12:50 pm
In response, several schools with major football programs created the “College Football Association” (“CFA”) to jointly negotiate the television rights independently of the NCAA’s plan—leading the NCAA to announce disciplinary action against any school that joined the CFA. [read post]
17 Feb 2011, 8:48 am
Canada takes justifiable pride in its financial institutions and infrastructure. [read post]
24 Apr 2015, 3:55 am
The CFA Institute has updated its CD&A Template, last issued in 2011. [read post]
29 Nov 2006, 4:32 am
Merpel says, it would be strange indeed if the Court of Appeal judges were influenced in its legal decision by the words of a scientist - often it's difficult enough even for a barrister to influence them.Unchartered territoryThe UK Patent Office's very own Edward Smith tipped the IPKat off about this recent decision by Allan James in CFA Institute's application; opposition by the Chartered Insurance Institute. [read post]
