Search for: "CHARLES BENNETT" Results 41 - 60 of 273
Sort by Relevance | Sort by Date
RSS Subscribe: 20 results | 100 results
6 Feb 2020, 11:17 am by Marina Chafa
New Partnership Leads to Opening of New York City Office   New York, NY – FEBRUARY 7, 2020 – Joseph (“Joe”) Diamante and Charles (“Chuck”) Cantine have joined Dunlap Bennett & Ludwig as partners in the firm’s Intellectual Property practice in New York. [read post]
26 Nov 2019, 7:44 am by Silver Law Group
According to FINRA Disciplinary actions for November 2019, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS   Ajayi, Emmanuel   JP Morgan Securites LLC   HSBC Securities (USA) Inc   Arts, Christopher   Scarsdale Equities LLC   Leeb Brokerage Services  … [read post]
10 Nov 2019, 7:41 am by John Floyd
For example, prosecutors withheld information about a woman named Martha Bennett who said she saw Stites and Fennell together at around 5:30 a.m. on the morning Stites was murdered. [read post]
12 Sep 2019, 1:02 pm
Charles Ave.New Orleans, LA 70170 Telephone: (504) 582-8752 gfowler@joneswalker.com llamas@joneswalker.com BOIES SCHILLER FLEXNER LLPStuart H. [read post]
20 Jun 2019, 10:30 am by Astarita
“Walmart valued international growth and cost-cutting over compliance,” said Charles Cain, Chief of the SEC Enforcement Division’s FCPA Unit. [read post]
19 Jun 2019, 6:18 am by Dennis Crouch
Bennett Regulator Guards, Inc., No. 18-999 (same); Superior Communications, Inc. v. [read post]
15 Apr 2019, 3:58 am by SHG
Even Charles Blow didn’t think Omar’s words, this time, were a wise choice. [read post]
Charles is the Bennett Boskey Visiting Professor of Law at Harvard Law School and Edward and Ellen Schwarzman Professor of Law at Duke Law School. [read post]
9 Oct 2018, 10:05 pm by Anthony Gaughan
Bennett Professor of Law at the University of Minnesota Law School. [read post]
28 Aug 2018, 11:20 am by Silver Law Group
According to FINRA Disciplinary actions for August 2018, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules: NAME FORMER EMPLOYERS   Thomas Bennett   Bancwest Investment Services, Inc   U.S. [read post]
11 May 2018, 6:01 am
Huber, and Charles Shi, Davis Polk & Wardwell LLP, on Tuesday, May 8, 2018 Tags: Asset management, Corporate Social Responsibility, DOL, Engagement, ERISA, ESG, Fiduciary duties, Institutional Investors, Investment advisers, Proxy voting The Uncertain Role of IPOs in Future Securities Class Actions Posted by Jeff Lubitz, Institutional Shareholder Services, Inc., on Wednesday, May 9, 2018 Tags: Arbitration, Class… [read post]
18 Mar 2018, 2:30 pm by David Lat
" Reflections from Joel Cohen and Bennett L. [read post]