Search for: "CHRISTOPHER PARISE" Results 1 - 4 of 4
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Former Independent Financial Group Advisor Jon Pariser Barred by FINRA for Recommending First Nationale Solution Investments
22 Oct 2018, 1:35 pm by Andrew Stoltmann
  More specifically, and according to published reports, Jon Pariser represented to his clients that he was retiring and began referring them to Christopher Parris, an unregistered advisor who was previously suspended by FINRA. [read post]
Investment Fraud Information - http://www.investmentfraudtimes.com/securities-fraud-attorneys/
Silver Law Group and the Law Firm of David R. Chase Files a Second FINRA Arbitration Claim Against Independent Financial Group Concerning Selling Away Claims
30 Nov 2018, 1:41 pm by Silver Law Group
Pariser then allegedly recommended to Claimant Christopher A. [read post]
Securities Arbitration Lawyers Blog - https://www.silverlaw.com/blog/
Silver Law Group and Law Firm of David R. Chase File Case Against Independent Financial Group for Selling Away
7 Sep 2018, 6:48 am by Silver Law Group
 In or around June 2017, Pariser informed Claimant that he was retiring and that he had a capable and skilled professional who he could recommend to take over — Christopher A. [read post]
Securities Arbitration Lawyers Blog - https://www.silverlaw.com/blog/
David Marshall, Former California-Based Independent Financial Group Broker, Under Investigation
21 May 2019, 12:06 pm by Silver Law Group
According to the SEC complaint, the scheme perpetrators were Perry Santillo, Christopher Parris, Paul LaRocco, John Piccarreto and Thomas Brenner. [read post]
Securities Arbitration Lawyers Blog - https://www.silverlaw.com/blog/