Search for: "CITIGROUP GLOBAL MARKETS, INC., a New York corporation"
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5 Mar 2015, 5:52 am
Dec. 17, 2014).The issue has arisen in New York as well. [read post]
4 Sep 2014, 10:46 am
(“CGMI”), a New York corporation. [read post]
14 Jul 2014, 5:33 am
Attorney’s Offices for the Eastern District of New York and the District of Colorado conducted investigations into Citigroup’s practices related to the sale and issuance of RMBS between 2006 and 2007 [read post]
12 Jun 2014, 5:00 am
Citigroup Global Markets, Inc., 827 F.Supp.2d 328, 335 (S.D.N.Y., Nov. 28, 2011)). [read post]
24 Jan 2014, 12:57 am
The Delaware Supreme Court[1] and federal courts in Florida,[2] New York,[3] Illinois[4] and Georgia[5] have made the BJR available to officers. [read post]
24 Jan 2014, 12:57 am
The Delaware Supreme Court[1] and federal courts in Florida,[2] New York,[3] Illinois[4] and Georgia[5] have made the BJR available to officers. [read post]
9 Oct 2012, 3:53 pm
On September 21, Citigroup Inc. [read post]
22 Jun 2012, 6:44 am
Citigroup Global Markets, Inc. [read post]
29 May 2012, 6:05 pm
Citigroup Global Markets Inc. [read post]
31 Mar 2012, 8:17 pm
Patricia Collantes was fined $8,000 and suspended from association with any FINRA member in any principal capacity in relation to findings that while acting as Operating Manager at Citigroup Global Markets Inc. in Palo Alto, California, Ms. [read post]
23 Feb 2012, 10:53 am
A $25 billion agreement with Bank of America Corporation, JPMorgan Chase & Co., Wells Fargo & Company, Citigroup Inc. and Ally Financial Inc. was reached by the federal government and 49 state attorneys general to address mortgage loan servicing and foreclosure abuses. [read post]
14 Feb 2012, 12:39 pm
Settlement Issues Last month, we included a lengthy discussion of the events in SEC's case against Citigroup Global Markets, Inc., which was seemingly settled in October 2011, only to have Judge Jed Rakoff reject the settlement. [read post]
30 Dec 2011, 7:27 am
As discussed here, on May 11, 2011, a federal Jury in New York convicted Mr. [read post]
1 Dec 2011, 1:58 pm
–based broker-dealer Citigroup Global Markets Inc., so "their claims should not be subject to FINRA arbitration. [read post]
15 Nov 2011, 8:14 am
Recent issues which have appeared in the news include the SEC's case against Citigroup Global Markets, Inc. and Judge Rakoff's probing questions about the proposed settlement (which has not yet been approved), as well as several events regarding the SEC's investigative techniques. [read post]
28 Oct 2011, 9:43 am
On Thursday, October 27, 2011, New York federal Judge Jed Rakoff issued an Order in the SEC's case against Citigroup Global Markets, Inc. [read post]
20 Sep 2011, 6:36 am
., a former investment banker at Citigroup Global Markets Inc. in New York; Maher Kara's brother, Mounir Fayez Kara, also known as Michael F. [read post]
20 Sep 2011, 6:36 am
., a former investment banker at Citigroup Global Markets Inc. in New York; Maher Kara's brother, Mounir Fayez Kara, also known as Michael F. [read post]
24 Feb 2011, 7:23 am
According to the report, Chairman Bair admitted: “We were told by the New York Fed that problems would occur in the global markets if Citi were to fail. [read post]
16 Apr 2010, 8:52 am
Previously, she was general counsel for the global consumer group at Citigroup Inc., Those were fun times at Citi. [read post]
