Search for: "CITIGROUP INC."
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3 Jul 2014, 5:00 am
The Director Compensation Project: CITIGROUP INC. [read post]
27 Jan 2011, 5:15 am
On the heels of the its announcement that Citigroup, Inc. has achieved its first full-year profit since 2007, comes other news that does not paint such a rosy picture for the company. [read post]
21 Aug 2017, 5:00 am
In In the Matter of Citigroup Global Markets, Inc., SEC Admin. [read post]
2 May 2012, 6:14 am
("Citigroup"), Morgan Stanley, UBS Financial Services, Inc. [read post]
26 May 2010, 1:14 pm
FINRA imposed a monetary sanction of $1.5 million against Citigroup Global Markets Inc. for supervisory violations relating to its handling of trust funds belonging to cemeteries in Michigan and Tennessee. [read post]
3 Nov 2007, 2:38 am
Citigroup Inc (C.N) Chief Executive Charles Prince plans to resign this weekend, the Wall Street Journal said, as the widening subprime mortgage crisis deals a final blow to a reign long under attack. [read post]
10 Aug 2009, 9:32 am
Late last week Reuters reported that Citigroup Inc. purchased a spot LNG cargo from the Atlantic LNG facility in Trinidad. [read post]
9 Aug 2011, 2:35 pm
The FINRA fined Citigroup Global Markets, Inc. $500,000 for failing to supervise Tamara Moon, a former registered sales assistant at the firm's branch office in Palo Alto, California. [read post]
22 May 2012, 3:57 pm
FINRA announced today that it fined Citigroup Global Markets, Inc. $3.5 million for providing inaccurate mortgage performance information, supervisory failures and other violations in connection with subprime residential mortgage-backed securitizations (RMBS). [read post]
6 Apr 2010, 12:56 pm
In its first enforcement action involving a broker-dealer stock borrow program, the Financial Industry Regulatory Authority (FINRA) announced today that it has fined Citigroup Global Markets, Inc. $650,000 for disclosure and supervisory violations relating to the operation of its Direct... [read post]
13 Jan 2011, 2:49 pm
Extraordinary Financial Assistance Provided to Citigroup, Inc., SIGTARP - Office of the Special Inspector General for the Troubled Asset Relief... [read post]
6 Mar 2015, 2:57 pm
The Financial Industry Regulatory Authority’s (“FINRA”) February 2015 disciplinary actions release reported that on December 9, 2014, Citigroup Global Markets, Inc. [read post]
27 May 2010, 5:08 am
WASHINGTON andmdash; The Financial Industry Regulatory Authority (FINRA) announced today that it has imposed a monetary sanction of $1.5 million against Citigroup Global Markets Inc. for supervisory violations relating to its handling of trust funds belonging to cemeteries in Michigan and Tennessee. [read post]
28 Mar 2012, 3:00 am
Citigroup Global Markets Inc., Dkt No. 11-5227-cv-(Lead) (2d Cir. 2012), presents issues related to international practice only indirectly. [read post]
29 Nov 2011, 12:52 pm
Citigroup Global Markets Inc., 11-cv-7387, U.S. [read post]
16 Jan 2017, 11:51 am
18 plaintiffs will receive a $325,000 settlement from Citigroup Inc. after months of litigation alleging the employer inappropriately classified a number of its information technology workers as contractors in order to avoid paying overtime wages. [read post]
26 Dec 2017, 5:00 am
” Citigroup, Inc. shareholders had alleged that the bank’s officers and its board failed to conduct oversight with respect to anti-money laundering violations, fraud at a subsidiary bank, foreign exchange (FX) benchmark manipulation, and unlawful credit card practices. [read post]
22 Oct 2011, 7:35 pm
Citigroup Global Markets Inc. [read post]
11 Dec 2007, 11:20 pm
Citigroup Names Pandit CEO to Clean Up Subprime Mess Dec. 11 (Bloomberg) - Citigroup Inc. named former Morgan Stanley President Vikram Pandit as chief executive officer, ending a monthlong search after Charles O. [read post]
13 Sep 2012, 7:45 pm
Citigroup agrees to $590 million subprime settlement, The Washington Post, August 29, 2012 Citigroup Pays ATD Executives Again in $590 Million Deal, Bloomberg, August 30, 2012 In re Citigroup Inc. [read post]
