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24 Mar 2011, 5:47 am
In 2010, venture capital investing reached a new annual record in terms of number of deals, with a total of 715 deals, although the amount of capital invested fell short of the record high in 2008, according to Cleantech Group, LLC, a leading global research and advisory firm focused on the clean technology industry. [read post]
7 Jan 2009, 9:36 am
According to Cleantech Group, LLC, venture investment in clean technology in North America, Europe, China and India totalled $8.4 billion, up 38% from $6.1 billion in 2007. [read post]
7 Feb 2020, 1:29 pm
Last week, the Financial Industry Regulatory Authority (FINRA) censured and assessed a fine of $50,000 against a national investment firm, Paulson Investment Company LLC, in connection with its sale and solicitation of private placement offerings to investors, in violation of Rule 506 of Regulation D and Section 5 of the Securities Act of 1933. [read post]
24 May 2023, 8:01 am
When Oil and Gas Investment Fraud Lead To Financial Losses Contact Our Skilled Texas Oil and Gas Investor Loss Attorneys Today The US Securities and Exchange Commission (SEC) has filed a civil complaint against Clean Energy Technology Association Inc. [read post]
16 Oct 2015, 2:17 pm
The Chesapeake Bay Seed Capital Fund has invested $150,000 into Reisterstown-based Manta Biofuel LLC a company that produces crude oil from algae at a cost that is competitive with traditional petroleum, University of Maryland officials announced Friday. [read post]
3 May 2011, 1:32 pm
" Tana Energy Capital LLC, an energy investment and advisory firm, testified that, "CEDA has a focused purpose to promote affordable financing for clean energy technologies and projects which would not get financing otherwise. [read post]
19 May 2018, 10:05 am
The post Checklist and Questions to Ask When Choosing an Investment Broker or Advisor appeared first on Zamansky LLC. [read post]
9 Mar 2012, 11:41 am
The track records of alternative energy ETFs anything but clean. [read post]
28 Aug 2019, 7:02 am
Concerned about your investment in GPB Holdings II LP with MSC – BD LLC? [read post]
11 Oct 2019, 3:22 am
[Section 2(d) refusal of the mark BALLAST CAPITAL ADVISORS & Design for "financial planning and investment advisory services" [CAPITAL ADVISORS disclaimed] in view of the registered marks BALLAST POINT VENTURES, in standard character and design form, for "financial services, namely, venture capital, financial and investments consulting, financial and investments advice and financial and investments banking" [VENTURES disclaimed] and the… [read post]
21 Aug 2019, 9:34 am
Have you suffered losses investing in GPB Holdings II LP with McDonald Partners LLC? [read post]
25 Mar 2014, 10:17 am
On February 25, 2014 the Securities and Exchange Commission (the “SEC”) filed public administrative and cease-and-desist proceedings against Arizona-based Clean Energy Capital, LLC (a registered investment adviser, “CEC”) and its founder and Chief Executive Officer Scott Brittenham charging that CEC and Brittenham committed the following violations with respect to the 20 private equity funds sold and managed by CEC primarily under the name of… [read post]
28 Jun 2018, 11:59 am
Securities attorneys from Gana Weinstein LLP are investigating Kestra Investment Services, LLC (Kestra Investment Services) broker Mitchell Walk (Walk). [read post]
5 Nov 2017, 7:33 am
According to BrokerCheck records financial advisor Herbert Smith (Smith), currently associated with Kestra Investment Services, LLC (Ketra Investment), has been subject to one customer complaint and two tax liens. [read post]
6 Nov 2023, 9:46 am
Filed 7/21/2020, this dispute alleges that Miles recommended “clean coal tax credits” as an investment in 2012. [read post]
18 Dec 2017, 2:06 pm
According to BrokerCheck records financial advisor William Paynter (Paynter), employed by Wells Fargo Clearing Services, LLC (Wells Fargo), has been subject to two customer complaints. [read post]
16 Jun 2018, 1:49 pm
Current Arete Wealth Management, LLC (Arete Wealth) broker Alvery Bartlett (Bartlett) has been subject to three customer complaints. [read post]
11 Jul 2013, 7:25 am
, LPL Financial LLC, Commonwealth Financial Network, MML Investor Services LLC, Investors Capital Corp., Signator Investors Inc., Meyers Associates LP, and WFG Investments Inc. [read post]
29 Sep 2017, 8:05 am
The post SEC, FINRA Warn of Investment Scams Related to Hurricanes Harvey and Irma appeared first on Zamansky LLC. [read post]
6 Jul 2018, 11:46 am
According to the Financial Industry Regulation Authority (FINRA) BrokerCheck records, in October 2017, Meyers was terminated from Wells Fargo Clearing Services LLC (Wells Fargo) for recommending investments to customers that he did not notify the firm about. [read post]
