Search for: "CMES, INC." Results 61 - 80 of 105
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19 Aug 2012, 1:20 pm by Hedge Fund Lawyer
 [Note: this committee includes the CME Group, NFA, InterContinental Exchange, Kansas City Board of Trade and the Minneapolis Grain Exchange.] [read post]
25 Mar 2021, 5:00 am by John Jascob
They were charged with knowingly and intentionally devising a scheme to defraud other precious metals futures traders on the Chicago Mercantile Exchange (CME’s) Commodity Exchange, Inc. [read post]
9 Nov 2011, 8:01 am by Andrew Cross
., CME Clearinghouse for futures traded over the CME) has retained a portion of the margin. [read post]
19 Dec 2011, 2:26 am
.'s and MF Global Inc.'s Chief Executive Jon Corzine's third time to testify before Congress. [read post]
Hunter was registered as a representative at HD Vest Investment Securities Inc. from November 2006 until October 2011. [read post]
26 Feb 2012, 1:17 pm by Hedge Fund Lawyer
Sandra Smith | FOX Business Network Moderator: John Conolly | CME Group Sponsored by Gemini Fund Services 4:00 – 4:30 The Psychology of Successful Trading Denise Schull | Trader Psyches Sponsored by Investor Analytics 4:30 – 6:00 Closing Cocktail Party Sponsored by NYSE Liffe US and NYSE Liffe **** Cole-Frieman & Mallon LLP provides legal and compliance support to CTAs and CPOs. [read post]
9 Mar 2012, 10:18 am by Ted Allen
Norges has filed similar access proposals at Staples, CME Group, and Pioneer Natural Resources. [read post]
21 Oct 2019, 8:43 am by John Jascob
Representatives of the CFTC, NFA, and CME Group, along with some of the industry’s top lawyers and experts, shared their insights, guidance and advice about the current state of law and regulation at the 11th Annual Chicago Kent Annual Conference on Futures and Derivatives. [read post]
21 Sep 2010, 7:09 pm by Hedge Fund Lawyer
Frank Pusateri (Adriondack Portfolio Management, Inc) Bucky Isaacson (Future Funding Consultants) 9:00 – 9:30 – Marketing in Europe (Sponsored by Horizon Cash Management, LLC) Cecilia Mortimore (Credit-Suisse Securities (USA) LLC) 9:30 – 10:00 – Institutional Marketing (Sponsored by Mallon P.C.) [read post]
10 May 2012, 3:19 pm by Sean Quinn, ISS Governance Institute
 Meanwhile, the SEC staff has denied Norges Bank’s request to reconsider a no-action ruling that allowed Staples Inc. to omit its access proposal. [read post]
17 Mar 2020, 1:32 pm by Noble McIntyre
Lidocaine HCl Topical Solution 4%, 50ml, has been recalled by Teligent Pharma, Inc. due to super potency. [read post]