Search for: "COMMODITY FUTURES TRADING COMMISSION"
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1 Apr 2024, 3:12 pm
On March 19, the Commodity Future Trading Commission (CFTC) Whistleblower Office posted a Notice of Covered Action (NCA) for a case against an unregistered Florida commodity pool operator. [read post]
1 Apr 2024, 12:05 pm
On March 14, the Commodity Futures Trading Commission (CFTC) announced a $1.25 million whistleblower award. [read post]
29 Mar 2024, 3:12 pm
Commodity Futures Trading Commission (CFTC) posted a Notice of Covered Action (NCA) for an over $50 million enforcement action taken against Blue Moon Investments Inc., a binary options firm registered in Seychelles, and 3 owners believed to be residents of Israel for offering illegal, off-exchange binary options and related fraud. [read post]
28 Mar 2024, 9:05 pm
., Securities and Exchange Commission and Commodity Futures Trading Commission programs authorized under Dodd-Frank as well as similar programs implemented by the Internal Revenue Service and the Financial Crimes Enforcement Network). [read post]
25 Mar 2024, 4:05 pm
Whistleblower attorneys from the law firm Kohn, Kohn & Colapinto (KKC) are urging the Department of Justice (DOJ) to model the whistleblower program it is developing on the hugely successful Dodd-Frank Act whistleblower programs administered by the Securities and Exchange Commission (SEC) and Commodity Futures Trading Commission (CFTC). [read post]
20 Mar 2024, 2:42 pm
Jeffrey Newman is a whistleblower lawyer whose firm represents whistleblowers in healthcare fraud under the False Claims Act (FCA) also whistleblower claims brought under the SEC whistleblower program for violations of securities regulations including insider trading cases and similar claims under the Commodities Futures Trading Commission whistleblower program. [read post]
20 Mar 2024, 8:24 am
Jeffrey Newman is a whistleblower lawyer whose firm represents whistleblowers in healthcare fraud under the False Claims Act (FCA) also whistleblower claims brought under the SEC whistleblower program for violations of securities regulations including insider trading cases and similar claims under the Commodities Futures Trading Commission whistleblower program. [read post]
19 Mar 2024, 1:12 pm
Jeffrey Newman is a whistleblower lawyer whose firm represents whistleblowers in healthcare fraud under the False Claims Act (FCA) also whistleblower claims brought under the SEC whistleblower program for violations of securities regulations including insider trading cases and similar claims under the Commodities Futures Trading Commission whistleblower program. [read post]
19 Mar 2024, 12:49 pm
Here is a copy of the complaint: https://www.sec.gov/files/litigation/complaints/2024/judgment-pr2024-37.pdf Jeffrey Newman is a whistleblower lawyer whose firm represents whistleblowers in healthcare fraud under the False Claims Act (FCA) also whistleblower claims brought under the SEC whistleblower program for violations of securities regulations including insider trading cases and similar claims under the Commodities Futures Trading Commission… [read post]
18 Mar 2024, 7:11 am
The latest $1.25 million award from the Commodities Futures Trading Commission (CFTC) goes to a whistleblower who first reported misconduct internally to their employer, who then ignored the report. [read post]
15 Mar 2024, 4:19 pm
Commodities Future Trading Commission (CFTC) announced a $1.25 million whistleblower award. [read post]
13 Mar 2024, 9:05 pm
Furthermore, Congress has yet to decide if either the Securities Exchange Commission or the Commodity Futures Trading Commission has jurisdiction over legal issues related to crypto. [read post]
12 Mar 2024, 1:19 pm
In February 2024, the Commodity Futures Trading Commission (CFTC) and the US Securities and Exchange Commission (SEC) announced new disclosure requirements for Form PF. [read post]
12 Mar 2024, 8:04 am
The US Department of Justice is planning to launch its own whistleblower program using the same model as the Securities and Exchange Commission (SEC) and Commodities Futures Trading Commission (CFTC). [read post]
11 Mar 2024, 10:00 pm
Review the Cryptocurrency and Litigation tracker, developed by Jason Gottlieb, Partner at Morrison Cohen LLP, for up to date information on key cryptocurrency litigation and administration proceedings from the Securities Exchange Commission (SEC), Commodity Futures Trading Commission (CFTC), Department of Justice (DOJ), and other federal agencies, as well as civil, state, and local authorities. [read post]
11 Mar 2024, 3:22 pm
“The DOJ has miles to go in establishing a whistleblower program that’s on par with programs at the Securities and Exchange Commission and the Commodity Futures Trading Commission,” writes Stephen M. [read post]
11 Mar 2024, 8:37 am
Now the Department plans to expand its use of that authority to fill gaps in the whistleblower programs operated by other agencies — including the Securities and Exchange Commission, the Commodity Futures Trading Commission, the Internal Revenue Service, and the Treasury Department’s Financial Crimes Enforcement Network. [read post]
8 Mar 2024, 1:37 pm
Securities and Exchange Commission (SEC), Commodity Futures Trading Commission, IRS and FinCEN — Monaco explained they are only “a patchwork quilt that doesn’t cover the whole bed” of corporate and financial misconduct. [read post]
8 Mar 2024, 10:44 am
Building upon the undeniable successes of the Securities and Exchange Commission (“SEC”) whistleblower program and the Commodity Futures Trading Commission (“CFTC”) whistleblower program, which have, respectively, helped recover over $6 billion and $3 billion in monetary sanctions, the Department of Justice (“DOJ”) announced on March 7, 2024, a new whistleblower […] The post DOJ Announces Corporate Whistleblower… [read post]
7 Mar 2024, 9:05 pm
” Much of the academic writing in this area has focused on whether cryptoassets are securities, commodities, currencies, or something else. [read post]
