Search for: "COOPER INDUSTRIES"
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12 Aug 2020, 10:51 am
Bryant Caveness, Ameriprise Financial Services, Kingsport, TN FINRA Bars Bryant Caveness for Failure to Cooperate with its Investigation According to Financial Advisor IQ on July 27, citing a document from the Financial Industry Regulatory Authority (FINRA), the regulator has barred financial advisor Bryant Caveness for failure to provide information in its investigation into his “potential receipt of checks from senior customers. [read post]
13 Apr 2012, 1:35 pm
The BSI likely will be looking to extend this approach to other industries and sectors by developing a generally applicable certification procedure for cloud services. [read post]
31 Jan 2011, 2:44 am
” The statement continued: “The company is fully cooperating with the investigation. [read post]
12 Apr 2014, 1:00 pm
Technology Industry. [read post]
27 Mar 2013, 1:42 pm
The Appeals Court summarized the case saying, Universal Crop Protection Alliance, LLC, a formulator and distributor of a herbicide known as 2,4-D (or 2,4-D Amine), and its parent company, Universal Cooperatives (collectively, Universal), successfully defended a lawsuit brought by a group of cotton farmers in Arkansas state court for damages arising from off-target aerial application of the herbicide. [read post]
10 Oct 2018, 11:22 am
Regulatory Cooperation Council (RCC). [read post]
21 Sep 2010, 5:46 pm
Testifying for SIFMA before the House Financial Services Committee, former FINRA enforcement chief Susan Merrill said that Sec, 929I squarely addresses these concerns and fosters a more open and cooperative dialogue between the securities industry and the SEC. [read post]
7 Nov 2016, 5:38 pm
Cooperation is the key to protecting taxpayers from identity theft related tax fraud. [read post]
23 Jun 2020, 9:05 pm
The recent sentencing of a tuna executive, the proper use of a leniency loophole, and cooperation in the poultry industry indictment are all part of a complex story. [read post]
1 Oct 2007, 10:34 am
They found that cooperation is a good strategy for start-ups when one or more of three conditions exist for the start-up:1) The firm has a high degree of control over its intellectual property rights2) The firm enjoys low deal transaction costs3) There is a high sunk cost requirement for the firm to compete in its industry ... [read post]
18 Jan 2012, 4:40 am
The industry that depends more than all others upon coordination, cooperation and teamwork among multiple participants is our most adversarial. [read post]
17 Jul 2012, 9:14 pm
A major international organization is urging more cooperation. [read post]
25 Jan 2021, 6:17 pm
Key Points: FINRA has barred financial advisor Charles Kenahan from the securities industry after he refused to cooperate with FINRA’s investigation. [read post]
27 Nov 2019, 11:17 am
Alessandro Bruni and Stefano Fantin (KU Leuven - Centre for IT & IP Law (CiTiP) and KU Leuven, Centre for IT & IP Law (CiTiP)) have posted Research on the Cooperation Processes Between Industry and Law Enforcement in the Digital... [read post]
3 Jan 2014, 2:00 pm
The new report by the Organization for Economic Cooperation and Development (OECD)... [read post]
31 Dec 1969, 4:00 pm
Seeking to fix growing problems with certain wholesale electricity markets, an unusual coalition of rural-cooperative and publicly-owned electric utilities, industrial and commercial customers, consumer advocates, [read post]
11 Jun 2009, 2:40 pm
According to the Irish Times this week, U.S. electrical manufacturer, Cooper Industries, is seeking shareholder approval to move its place of incorporation from Bermuda to Ireland. [read post]
6 Oct 2014, 8:31 am
[This story previously appeared in Securities Regulation Daily.]By John Filar AtwoodFraudulent schemes commonly reach across borders, making international cooperation essential to the SEC’s enforcement program, according to Commission Chair Mary Jo White. [read post]
17 Mar 2015, 7:30 am
Ceresney stated his belief that the pharmaceutical industry remains a high risk industry for FCPA violations because of the multitude of contacts that pharmaceutical representatives regularly have with foreign doctors, hospitals and administrators. [read post]
13 May 2015, 2:25 pm
Representatives from Riverhead Building Supply say that they are cooperating with authorities and are looking for the cause of the accident. [read post]
