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29 Aug 2018, 6:06 pm
The “Inc. [read post]
8 Jul 2019, 4:48 pm
Press Announcement Capital Southwest Corporation (“Capital Southwest”) (CSWC), an internally managed business development company focused on providing flexible financing solutions to support the acquisition and growth of middle market businesses, announced today [July 8, 2019] that it led a recapitalization of Driven, Inc. [read post]
6 Nov 2003, 5:35 am
The SEC and New York Attorney General Eliot Spitzer are expected to take action against Alliance Capital Management after discovering instances of market timing at the company. [read post]
16 Nov 2004, 1:31 pm
Capital Guardian Trust Co. will tender its 10% stake to Oracle while Private Capital Management LP will not vote its 9.3% stake because PeopleSoft may be worth more. [read post]
26 Sep 2017, 4:40 am
Saville previously served as president of KSAR & Associates Inc., a management and leadership consulting firm. [read post]
4 Dec 2009, 12:29 pm
Below is a brief overview of the Provident Asset Management and Medical Capital securities fraud matters. [read post]
1 Feb 2011, 7:18 am
The California Department of Corporations has obtained an injunction, an asset freeze, and the appointment of a receiver against CanAm Capital Corporation and the individuals operating it for alleged securities fraud violations and diversion of investor funds. [read post]
3 Aug 2009, 2:58 pm
Recent news that the SEC has charged Medical Capital Holdings Inc. and Provident Asset Management, LLC with fraud related to large private-securities deals could mean serious problems for broker-dealers who sold the products to investors. [read post]
31 Jan 2016, 9:00 am
Knoll Capital Management LP v. [read post]
24 May 2017, 6:50 am
Posted by Hao Liang, Singapore Management University, on Wednesday, May 24, 2017 Editor's Note: Hao Liang is Assistant Professor of Finance at Singapore Management University. [read post]
23 Jul 2018, 6:00 am
A&J Capital, Inc. v. [read post]
11 Mar 2022, 1:54 am
Corporate Property Associates 18 – Global Inc. [read post]
12 Feb 2012, 3:17 am
Chamber of Commerce and large multinational corporations such as Altria Group Inc. and Excel Energy Inc. is trying to pressure Congress to retain the extraordinarily low current tax rates on unearned income that will expire at the end of 2012 without action. [read post]
25 Apr 2017, 8:58 am
Recovery of Corporate Property Associates 17 Global Inc. [read post]
9 Nov 2019, 8:10 am
Posted by Jackie Cook and Jasmin Sethi, Morningstar, Inc., on Saturday, November 9, 2019 Editor's Note: Jackie Cook is Director of Manager Research and Jasmin Sethi is Associate Director of Policy Research at Morningstar, Inc. [read post]
18 May 2021, 5:57 am
Those efforts are broadly referred to as human capital management (HCM). [read post]
30 Mar 2022, 5:52 am
According to a letter to shareholders on March 28, Mackenzie Capital Management has launched a tender offer to purchase shares of CPA:18 Global for 8.00 per share. [read post]
11 Mar 2015, 4:53 pm
” The Federal Reserve did not object to the capital plans of Ally Financial, Inc.; American Express Company; The Bank of New York Mellon Corporation; BB&T Corporation; BBVA Compass Bancshares, Inc.; BMO Financial Corp.; Capital One Financial Corporation; Citigroup, Inc.; Citizens Financial Group; Comerica Incorporated; Discover Financial Services; Fifth Third Bancorp; Goldman Sachs Group, Inc.; HSBC North… [read post]
10 Jul 2013, 6:21 am
Bloodhound Technologies, Inc., 2013 WL 1104901 (Del. [read post]
19 Sep 2013, 5:48 am
As a result, the company, which was acquired this week by a private investor group led by Bain Capital LLC (yes, that Bain Capital) and Golden Gate Capital together with Insight Venture Partners, GIC Special Investments Pte Ltd, and Elliott Management Corporation, will have to pay $12.9 million plus penalty and interest. [read post]
