Search for: "CR Intrinsic Investors, LLC"
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5 Nov 2013, 4:23 am
CAPITAL ADVISORS, LLC (“SAC Capital LLC”), CR INTRINSIC INVESTORS, LLC (“CR Intrinsic”), and SIGMA CAPITAL MANAGEMENT, LLC (“Sigma Capital”)Subject to Court approval, the Agreement contemplates the SAC Companies pleading guilty to each count in the Indictment char... [read post]
31 Oct 2013, 6:30 am
CAPITAL ADVISORS, LLC (“SAC Capital LLC”), CR INTRINSIC INVESTORS, LLC (“CR Intrinsic”), and SIGMA CAPITAL MANAGEMENT, LLC (“Sigma Capital”)Subject to Court approval, the Agreement contemplates the SAC Companies pleading guilty to each count in the&... [read post]
26 Mar 2013, 10:05 am
Last week, the SEC reached a settlement with CR Intrinsic Investors, LLC, which tore up the record books on insider trading cases. [read post]
24 Jun 2014, 12:00 am
District Court for the Southern District of New York approved the SEC’s no-admit, no-deny consent decrees in its insider trading case against CR Intrinsic Investors, LLC and affiliated entities. [read post]
20 Nov 2012, 9:33 pm
The actual defendants include University of Michigan neurology professor Sidney Gilman, hedge fund advisory firm CR Intrinsic Investors LLC, and Matthew Martoma, a portfolio manager at CR Intrinsic between 2006 and 2010. [read post]
24 Apr 2013, 9:38 am
On April 16, 2013, Judge Victor Marrero conditionally approved a $600 million consent judgment between the SEC and CR Intrinsic Investors LLC (“CR”) where CR “neither admitted nor denied” the allegations brought against it. [read post]
24 Jul 2013, 4:52 am
(SDNY 13-CRIM-541, July 25, 2013)The Indictment consists of 40 pages and five counts:Count I: Wire FraudCount II: Securities Fraud (SAC Capital LP)Count III: Securities Fraud (SAC Capital LLC)Count IV: Securities Fraud (CR Intrinsic Investors, LLC)Count V: Securities Fraud (Sigma Capital Management, LLC)The Indictment alleges ("Portfolio Managers" are "PMs". [read post]
8 Jan 2016, 10:02 am
In March 2013, CR Intrinsic agreed to pay more than $600 million in order to settle the SEC charges. [read post]
5 Apr 2007, 5:13 am
Capital Advisors, LLC 2,701,610 2,701,610 Sigma Capital Management, LLC 1,000,000 1,000,000 CR Intrinsic Investors, LLC 2,000,000 2,000,000 Steven A. [read post]
20 Jun 2017, 12:41 pm
Last year brought two of the top 50 SEC settlements, including one in an action against CR Intrinsic Investors, LLC arising out of claims of alleged insider trading. [read post]
26 Aug 2014, 10:13 am
CR Intrinsic Investors, LLC, Mathew Martoma, and Dr. [read post]
