Search for: "CT Investment Management Co., LLC"
Results 1 - 20
of 164
Sort by Relevance
|
Sort by Date
22 Apr 2024, 1:11 pm
Given the potential for the return of significant IPO activity, it is worth noting that IPO transactions entail certain risks, including in particular for the IPO companies’ private equity backers, as discussed in the following guest post written by Michelle Grimaldi, Assistant Vice President, Claims, Fair American Insurance and Reinsurance Company; Elan Kandel, Member, Bailey Cavalieri LLC; and James Talbert, Associate, Bailey Cavalieri LLC. [read post]
15 Apr 2024, 4:37 am
On the other hand, less than a year ago, I wrote about how the combination of at-will employment and a mandatory share redemption clause could leave ousted shareholders out in the cold (Laurilliard v McNamee Lochner, P.C., 79 Misc 3d 1220(A) [Sup Ct Albany Co 2023]). [read post]
11 Mar 2024, 4:51 am
Aronov, suing derivatively on behalf of the entity, alleged that his co-owner, Khavinson, a practicing lawyer, conceived of the real estate project, owned the property prior to its conversion to condominiums, solicited Aronov’s investment, managed the construction as one of three “Operating Managers,” and handled all the entity’s legal work. [read post]
4 Mar 2024, 4:00 am
This dispute centers on the shares held by the estate of Edwin LeGard, a former investment manager who at the time of his passing owned 20 of NRL’s outstanding shares. [read post]
12 Feb 2024, 6:07 am
Just like the cases alleging overpayments to TIAA and Fidelity in the retirement space, this lawsuit is claiming that J&J fiduciaries must pay for alleged excessive overpayments or markups to the pharmacy benefit manager (PBM) for specialty generic drugs. [read post]
31 Jan 2024, 9:01 pm
The ramifications of this decision could be significant, as the SEC often uses its in-house courts to seek monetary penalties, and studies reveal that the SEC wins cases it brings in its in-house courts at a much higher rate than those it tries in federal court.[6] We also should expect plaintiffs to attempt to maneuver in light of the Supreme Court’s decision in Slack Technologies LLC v. [read post]
29 Nov 2023, 9:01 pm
In addition, the SEC also filed its first actions against issuers of non-fungible tokens (“NFTs”) in August and September 2023; Impact Theory LLC and Stoner Cats 2 LLC both settled the Commission’s cases against them.[9] Finally, the press release did not discuss the outcome of the SEC’s litigated case against Ripple Labs, where the U.S. [read post]
29 Oct 2023, 6:15 pm
Her investment in the business allegedly stolen, Ng filed a complaint alleging breach of fiduciary duty, waste, conversion, unjust enrichment, constructive trust, an injunction against Lee managing the businesses, and an accounting. [read post]
9 Oct 2023, 1:52 pm
Ct. [read post]
9 Oct 2023, 4:22 am
” One of the related entities, NC KKA LLC (“NC KKA”), was Managing Member and majority owner of Sweetcatch KKA. [read post]
21 Sep 2023, 7:20 am
Robinson, Co-Editor-in-Chief, Workers’ Compensation Emerging Issues Analysis (LexisNexis) As we move through the third decade of the twenty-first century, the United States remains a land of contradictions. [read post]
16 Aug 2023, 10:52 am
[vii] The SEC claimed that Jarkesy, along with his advisory firm Patriot28, LLC, made false representations to their investors, including falsely advising that a prominent accounting firm and investment bank served as the funds’ auditor and broker, respectively, and misrepresenting the funds’ investment strategies and overvaluing the funds’ holdings. [read post]
5 May 2023, 9:32 am
., 633 NYS 2d 711, 713 [Sup Ct NY Cnty 1995] ["[A]ttorneys have no possessory rights in the client files. [read post]
22 Apr 2023, 9:05 pm
With this funding, Halomine will perform pilot studies and trials working with Steadfast Farms, LLC, Bethlehem, CT. [read post]
27 Mar 2023, 9:01 pm
Although the number of securities lawsuits filed this year remained steady compared to 2021, we have seen many notable developments in securities law. [read post]
22 Feb 2023, 1:07 pm
Disclosure is limited even for the two well-known, publicly traded litigation fund managers, Burford Capital and Omni Bridgeway; it is sparser still—and highly self-selective—for all the private funds involved. [read post]
19 Feb 2023, 9:01 pm
Howey Co., 328 U.S. 293 (1946). [read post]
17 Feb 2023, 6:11 am
USA, LLC, 141 S. [read post]
28 Jan 2023, 7:32 am
Over the past few years, massive asset managers and financial institutions have increasingly focused on prioritizing ESG factors when making key investment decisions. [read post]
13 Dec 2022, 3:07 pm
I’m also the co founder of golden arrow publishing. [read post]
