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6 May 2024, 3:32 am
At that time, the three members agreed to market the Company for sale through an investment banking firm. [read post]
24 Apr 2024, 1:31 pm
Landscape Concepts of CT, LLC, 2016 WL 9526340 (M.D. [read post]
22 Apr 2024, 1:11 pm
Given the potential for the return of significant IPO activity, it is worth noting that IPO transactions entail certain risks, including in particular for the IPO companies’ private equity backers, as discussed in the following guest post written by Michelle Grimaldi, Assistant Vice President, Claims, Fair American Insurance and Reinsurance Company; Elan Kandel, Member, Bailey Cavalieri LLC; and James Talbert, Associate, Bailey Cavalieri LLC. [read post]
15 Apr 2024, 4:37 am
According to the Petitioners, Neil also undertook to secretly acquire his other siblings’ non-voting shares in the Corporation, as well as their interests in Kavcon Development LLC, a real property holding LLC that was also divided among the siblings upon their father’s passing. [read post]
18 Mar 2024, 10:56 am
Ct. for D.C., 542 U.S. 367 (2004). [read post]
18 Mar 2024, 6:00 am
Investments by the worker and the potential employer. [read post]
11 Mar 2024, 4:51 am
But in Aronov v Khavinson (81 Misc3d 1242(A) [Sup Ct, Kings County Feb. 9, 2024]), we encounter the elusive specimen in the wild: a successful jury verdict on liability on a slew of business tort, quasi-contract, and equitable claims in the first phase of a bifurcated jury trial by an LLC owner against the entity’s three managers, including a lawyer. [read post]
7 Mar 2024, 6:59 am
Ct. [read post]
4 Mar 2024, 4:00 am
White House Post Productions, LLC, C.A. [read post]
29 Feb 2024, 8:54 am
(CRD#:6604), HARTFORD, CT The FINRA BrokerCheck tool is a free online tool that allows investors to research and verify the background and credentials of financial brokers, brokerage firms, and investment advisors registered with FINRA. [read post]
12 Feb 2024, 6:07 am
The most important difference is that, whereas plan participants personally pay most, if not all, of the recordkeeping and investment fees in defined contribution retirement plans, plan sponsors pay 70 percent or more of the health plan premiums in defined benefit health plans, and are responsible to fund the plan if participants need more medical care than anticipated by plan financial reserves. [read post]
FORT LAUDERDALE BUSINESS LITIGATION: SHAREHOLDER DERIVATIVE AND DIRECT LAWSUITS AGAINST CORPORATIONS
2 Feb 2024, 5:39 am
See Dinuro Investments, LLC v. [read post]
31 Jan 2024, 9:01 pm
The ramifications of this decision could be significant, as the SEC often uses its in-house courts to seek monetary penalties, and studies reveal that the SEC wins cases it brings in its in-house courts at a much higher rate than those it tries in federal court.[6] We also should expect plaintiffs to attempt to maneuver in light of the Supreme Court’s decision in Slack Technologies LLC v. [read post]
26 Jan 2024, 1:40 pm
(CRD#: 2882/SEC#: 801-46585,8-13987), based in Windsor, CT, is a dual registered broker dealer and investment advisory firm. [read post]
23 Jan 2024, 9:30 am
His previous employers include Arive Capital Markets (CRD# 8060) of Bay Ridge, NY, Vision (CRD# 47927) of Stamford, CT, and Rothschild Lieberman LLC (CRD# 10030) of New York, NY. [read post]
22 Jan 2024, 3:32 am
And the LLC law does not prohibit an LLC’s use of equity-based compensation. [read post]
12 Jan 2024, 4:50 am
” Plaintiff commenced this action against defendants to recover for the loss of his investment (see NYSCEF Doc. [read post]
2 Jan 2024, 10:01 am
LPL Financial LLC , 91 Cal. [read post]
12 Dec 2023, 9:55 am
(CRD#:23131), West Hartford, CT, B, 04/26/2016 – 12/22/2022, LPL FINANCIAL LLC (CRD#:6413), WEST HARTFORD, CT B, 10/29/2010 – 05/23/2016, PRUCO SECURITIES, LLC. [read post]
29 Nov 2023, 9:01 pm
In addition, the SEC also filed its first actions against issuers of non-fungible tokens (“NFTs”) in August and September 2023; Impact Theory LLC and Stoner Cats 2 LLC both settled the Commission’s cases against them.[9] Finally, the press release did not discuss the outcome of the SEC’s litigated case against Ripple Labs, where the U.S. [read post]
