Search for: "Cambridge Investment Research Inc." Results 1 - 20 of 162
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22 Apr 2024, 1:15 pm by Silver Law Group
LPL Financial LLC Wells Fargo Clearing Services, LLC Chun Elmejjad Equitable Advisors, LLC AXA Advisors, LLC Jonathan Gervaise Jackson National Life Distributors LLC Pruco Securities, LLC Jonathan Long Cambridge Investment Research, Inc. [read post]
8 Mar 2024, 11:31 am by Greco & Greco, P.C.
Inc., Cambridge Investment Research Inc., Key Investment Services LLC, Lincoln Financial Advisors Corporation, U.S. [read post]
6 Feb 2024, 6:13 am by Staff Attorney
  From January 2018 to February 2019 Lorente was associated with Cambridge Investment Research, Inc. [read post]
4 Feb 2024, 7:55 am by Staff Attorney
Since 2019, Shaffer has been registered with Cambridge Investment Research, Inc. out of the firms Fort Lauderdale, Florida office. [read post]
7 Dec 2023, 2:06 pm by Silver Law Group
Todd Lesk (Todd Michael Lesk CRD# 2788300) is a former registered broker and investment advisor most recently employed with Cambridge Investment Research, Inc. [read post]
30 Nov 2023, 2:02 pm by The White Law Group
    FINRA BrokerCheck Report – Edward Mercer     According to this FINRA BrokerCheck report, Edward Mercer was affiliated with the following firms during his career, among others:09/01/2022 – 11/08/2023, CAMBRIDGE INVESTMENT RESEARCH, INC. [read post]
12 Nov 2023, 9:23 pm by D. Daxton White
The Ten Fastest Growing Independent Broker-Dealers in 2022 According to  Investment News, the following brokerage firms are the top ten fastest growing independent broker-dealers, as of December 2022: 1 Alden Investment Group 2022 revenue: $18.35 million 2021 revenue: $5.88 million Change: 212.1% 2 Prospera Financial Services, Inc. 2022 revenue: $109.94 million 2021 revenue: $82.01 million Change: 34.1% 3 Arkadios Capital … [read post]
3 Nov 2023, 11:39 am by Rachel Casper
 is Associate Counsel of NFS Leasing, Inc., where he is responsible for managing NFS leasing’s litigation. [read post]
23 Oct 2023, 12:00 am by INFORRM
As mentioned above, on 17 October 2023, the FTT allowed the appeal in the data protection case of Clearview AI Inc v ICO [2023] UKFTT 00819 (GRC), overturning the ICO’s enforcement notice and fine. [read post]
17 Oct 2023, 10:23 am by The White Law Group
    According to his FINRA BrokerCheck report, Lesk was reportedly affiliated with the following firms during his career in the securities industry, among others:  09/01/2022 – 10/05/2023, CAMBRIDGE INVESTMENT RESEARCH, INC. [read post]
28 Sep 2023, 1:31 pm by Alan Rosca
From 2016 to 2016, Lee allegedly was a broker with Cambridge Investment Research, Inc., based in St. [read post]
28 Sep 2023, 1:31 pm by Alan Rosca
From 2016 to 2016, Lee allegedly was a broker with Cambridge Investment Research, Inc., based in St. [read post]
28 Sep 2023, 1:31 pm by Alan Rosca
From 2016 to 2016, Lee allegedly was a broker with Cambridge Investment Research, Inc., based in St. [read post]