Search for: "Cambridge Investment Research Inc."
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3 Sep 2023, 4:43 pm
New research indicates that human moderators can be an effective way to reduce and control harmful online content. [read post]
10 Aug 2023, 9:31 am
According to a press release on March 2, 2022, the Securities and Exchange Commission charged Cambridge Investment Research Advisors, Inc. [read post]
14 May 2023, 6:56 pm
(here)At the center of Chinese overseas investment are their state owned and controlled enterprises. [read post]
17 Apr 2023, 5:50 am
The court found that the influencer could not give stock tips without an Australian Financial Services Licence and he was ordered to pay the legal bills of the Australian Securities and Investments Commission, who filed the claim. [read post]
30 Mar 2023, 6:52 am
Cambridge Investment Research allegedly invested client assets in certain mutual funds and money market sweep funds that generated millions of dollars in revenue sharing payments to an affiliated broker-dealer, Cambridge Investment Research, Inc., instead of lower-cost share classes and investment options that would have yielded less or no revenue sharing. [read post]
27 Jan 2023, 11:54 am
Adam Freeland, CFP, managing principal of Harford Financial Group, and Melissa Mullan, CFP, investment adviser representative, were named to the inaugural Circle of Excellence by the organization’s financial solutions firm, Cambridge Investment Research Inc. [read post]
22 Sep 2022, 9:23 am
David Melilli Cambridge Investment Research, Inc. [read post]
2 Sep 2022, 6:54 am
In January 2020, Melilli was discharged from his prior employer, Cambridge Investment Research Inc. [read post]
3 Mar 2022, 9:33 am
For more information, please see:Cetera, Cambridge Investment & KMS Financial Censured, Fined for Cybersecurity… Cambridge Investment Research Sanctioned for Sales of LJM Fund Cambridge Investment Research Inc. [read post]
24 Feb 2022, 4:01 am
Public.Resource.Org, Inc. 2020) and a law introduced in 2019 in France which prohibits the publication of statistical analysis of court decisions (Légifrance 2019). [read post]
16 Feb 2022, 5:01 am
Drawn from Law and Policy for the Quantum Age (Cambridge University Press, 2022), by Chris Jay Hoofnagle and Simson L. [read post]
24 Jan 2022, 2:01 pm
Supreme Alliance LLC Jason Kai Vanguard Marketing Corporation Cambridge Investment Research, Inc. [read post]
24 Jan 2022, 1:43 pm
Cambridge Investment Research, Inc. [read post]
6 Dec 2021, 9:58 am
However, these individuals remain bound by the securities arbitration agreement to arbitrate any disputes between themselves and their former customers: NAME FORMER EMPLOYERS Jeremy Bahls NYLife Securities LLC Ikea Huggins Jason Kai Vanguard Marketing Corporation Cambridge Investment Research, Inc. [read post]
3 Dec 2021, 1:29 pm
Misappropriated Trust Funds – William Michero, CRD#: 4617645 This broker has three additional names listed in Brokercheck: Jeff Michero William Jeffrey Michero William Michero Michero has been in the industry since 2003, and was last registered with Cambridge Investment Research, Inc. [read post]
3 Dec 2021, 6:00 am
Ryan Gellert is chief executive officer of Patagonia Works and Patagonia, Inc. [read post]
9 Nov 2021, 7:18 am
According to his FINRA BrokerCheck report, Melilli was reportedly registered with the following firms, among others, during his career in the securities industry: 09/16/2019 – 02/04/2020, CAMBRIDGE INVESTMENT RESEARCH, INC. [read post]
9 Nov 2021, 7:18 am
According to his FINRA BrokerCheck report, Melilli was reportedly registered with the following firms, among others, during his career in the securities industry: 09/16/2019 – 02/04/2020, CAMBRIDGE INVESTMENT RESEARCH, INC. [read post]
9 Nov 2021, 6:40 am
Continue reading The post Former Cambridge Investment Research, Inc. and SagePoint Financial, Inc. [read post]
5 Oct 2021, 8:21 am
Gibbs Distinguished Professor of Constitutional Law, Wayne State University Law School -- The Metaphor of the Bridge in Cover and Havel: On Law, Ideology, and Originalism 3:00--3:10--break 3:10 - 4:10 -- Limits of Justice Rodger Citron, Associate Dean for Research and Scholarship & Professor of Law, Touro Law Center -- The Many Interpretations of Billy Budd Richard Sherwin -- Richard K. [read post]
