Search for: "Cambridge Investment Research Inc."
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29 Jul 2019, 12:27 pm
John Marion Hopper was registered with Cambridge Investment Research, Inc. in Henrico, Virginia from September 30, 2015 until April 12, 2019, FINRA notes. [read post]
14 Sep 2020, 1:43 pm
(CRD#:34643) and Cambridge Investment Research, Inc. [read post]
31 Jan 2014, 6:35 am
In March 2005, Hogue became associated with Cambridge and with Investors Asset Management of Georgia, Inc. [read post]
20 Feb 2019, 6:24 am
From October 2008 until December 2010 Rigoni was associated with Cambridge Investment Research, Inc. [read post]
4 Apr 2011, 9:02 am
(Closed December 2008) $168,000 Cambridge Investment Research Inc [read post]
9 Feb 2024, 8:59 am
(CIR), together with Cambridge Investment Research Advisors Inc. [read post]
22 Sep 2021, 7:24 am
Bancorp Investments, Inc. [read post]
20 Nov 2020, 7:45 am
Joseph Stone Capital LLC Todd Paynter Cambridge Investment Research, Inc. [read post]
7 Apr 2010, 11:33 am
Forrester Research, Inc. in Cambridge, Massachussetts has published a report on corporate secrets in Western economies and it identifies some interesting conclusions, identified below: (1) Secrets comprise two-thirds of the value of firms’ information portfolios. [read post]
15 Jun 2018, 12:38 pm
From 2010 to 2017, he was registered with Cambridge Investment Research, Inc.. [read post]
6 Feb 2024, 6:13 am
From January 2018 to February 2019 Lorente was associated with Cambridge Investment Research, Inc. [read post]
8 Feb 2012, 1:51 pm
The rankings can be found here: Rank Firm name Total assets Clients City/State 1 Stancorp Investment Advisers Inc. 15,457.60 500+ Portland, OR 2 Cambridge Investment Research Advisors Inc. 12,502.70 500+ Fairfield, IA 3 Moneta Group Investment Advisors LLC 6,535.20 500+ Clayton, MO 4 Oxford Financial Group Ltd. 6,467.10 500+ Carmel, IN 5 Sontag Advisory LLC 5,313.40 500+ New York, NY 6 Plante Moran Financial… [read post]
27 Jul 2020, 6:45 pm
According to FINRA Disciplinary actions for July 2020, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules: NAME FORMER EMPLOYERS Thomas Ambrose Ambrose Wealth Management Cambridge Investment Research, Inc. [read post]
28 Sep 2023, 1:31 pm
From 2016 to 2016, Lee allegedly was a broker with Cambridge Investment Research, Inc., based in St. [read post]
28 Sep 2023, 1:31 pm
From 2016 to 2016, Lee allegedly was a broker with Cambridge Investment Research, Inc., based in St. [read post]
28 Sep 2023, 1:31 pm
From 2016 to 2016, Lee allegedly was a broker with Cambridge Investment Research, Inc., based in St. [read post]
8 Apr 2014, 7:43 am
In a post titled FBI says Russians out to steal technology from Boston firms, but evidence is thin, Kyle Alspach wroteIn an extraordinary warning issued to technology companies in Massachusetts, the FBI’s Boston office said entrepreneurs could unwittingly be drawn into industrial espionage if they work with Russian-backed venture capital firms operating here and in Silicon Valley.The bureau said it has sent notices to local companies and research facilities such as universities, and… [read post]
16 Apr 2012, 1:41 pm
Eric Schwartz, chief executive of Cambridge Investment Research Inc. notes, “[non-traded BDCs have a lot of appeal right now”. [read post]
17 Oct 2023, 10:23 am
According to his FINRA BrokerCheck report, Lesk was reportedly affiliated with the following firms during his career in the securities industry, among others: 09/01/2022 – 10/05/2023, CAMBRIDGE INVESTMENT RESEARCH, INC. [read post]
11 Apr 2013, 11:08 am
Prior to working for Cambridge Investment Research, Inc., Sandru was registered with LPL Financial Corporation. [read post]
