Search for: "Cambridge Investment Research Inc."
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12 Nov 2023, 9:23 pm
The Ten Fastest Growing Independent Broker-Dealers in 2022 According to Investment News, the following brokerage firms are the top ten fastest growing independent broker-dealers, as of December 2022: 1 Alden Investment Group 2022 revenue: $18.35 million 2021 revenue: $5.88 million Change: 212.1% 2 Prospera Financial Services, Inc. 2022 revenue: $109.94 million 2021 revenue: $82.01 million Change: 34.1% 3 Arkadios Capital … [read post]
26 Oct 2015, 7:16 am
Finally, Wegner is currently a registered representative with Cambridge Investment Research, Inc. out of the firm’s Delafield, Wisconsin office location. [read post]
16 Dec 2010, 8:46 am
(Closed December 2008) $168,000 Cambridge Investment Research Inc [read post]
10 Jul 2015, 5:44 am
Thereafter, Blake has been registered with Cambridge Investment Research, Inc. in the firm’s Greenwood Village, Colorado office. [read post]
30 Jan 2015, 5:22 am
From 1994 to December 2012, he was registered with the following FINRA firms: (1) Capital Analysts, Inc. until to December 2007; (2) Cambridge Investment Research, Inc. from January 2008 to May 2012; and (3) Comprehensive Asset Management and Servicing, Inc. [read post]
12 Apr 2024, 11:27 am
Cambridge Investment Research Inc. [read post]
17 Dec 2014, 8:10 am
Cambridge Investment Research, Inc. [read post]
4 Jun 2018, 6:30 am
According to FINRA Disciplinary actions for May 2018, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules: NAME FORMER EMPLOYERS Lawrence Joseph Alfano Blackbook Capital LLC EKN Financial Services INC Terry Dean Bahgat Gradient Securities, LLC Cambridge Investment Research, Inc Matthew Wayne Bailey… [read post]
21 Sep 2018, 6:25 am
Here is a link to one analysis of the firm as an investment.)In the piece on Knoepfler's blog, Laikind also provided an update on Viacyte's other related research. [read post]
10 Nov 2015, 5:45 am
FINRA’s investigation appears to stem from Savoie’s termination from Cambridge Investment Research, Inc. [read post]
21 May 2020, 7:12 am
Murray, Robert SW Financial Joseph Stone Capital LLC Oplinger, Todd IFS Securities Ridgeway & Conger, Inc Rangel, Jesse TD Ameritrade, Inc Morgan Stanley Stokes, Dain LPL Financial LLC Edward Jones Thrush, Steven Summit Brokerage Services, Inc Cambridge Investment Research, Inc Washington, Robert FINRA makes this… [read post]
31 Mar 2020, 6:13 am
Investment Professionals, Inc. [read post]
19 Feb 2021, 7:40 am
Gary Strange Cambridge Investment Research, Inc. [read post]
3 Jun 2019, 11:11 am
Former Cambridge Broker Allegedly Misused Client Monies Anselmo Contreras Jr., an ex-Cambridge Investment Research broker, is also barred by FINRA after he was accused of using customer funds without their consent, including borrowing from one customer. [read post]
5 Aug 2016, 12:45 pm
Wisniewski was previously employed and registered by Cambridge Investment Research, Inc. from November 2012 to May 2015, Ridgeway & Conger, Inc. from September 2011 to November 2012, and J.P. [read post]
26 Jun 2013, 8:20 am
The Boston Globe wrote, “Shares of the Cambridge life sciences company bluebird bio Inc. soared almost 60 percent on their first day of trading (last) Wednesday, an impressive debut for a business that endured years of stagnation and another encouraging sign for the biotechnology industry. [read post]
18 Jan 2019, 12:24 pm
Alan Dole Has Been Registered at Cambridge Investment Research, Inc. [read post]
26 Nov 2019, 7:44 am
According to FINRA Disciplinary actions for November 2019, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Ajayi, Emmanuel JP Morgan Securites LLC HSBC Securities (USA) Inc Arts, Christopher Scarsdale Equities LLC Leeb Brokerage Services … [read post]
9 Nov 2021, 7:18 am
According to his FINRA BrokerCheck report, Melilli was reportedly registered with the following firms, among others, during his career in the securities industry: 09/16/2019 – 02/04/2020, CAMBRIDGE INVESTMENT RESEARCH, INC. [read post]
9 Nov 2021, 7:18 am
According to his FINRA BrokerCheck report, Melilli was reportedly registered with the following firms, among others, during his career in the securities industry: 09/16/2019 – 02/04/2020, CAMBRIDGE INVESTMENT RESEARCH, INC. [read post]
