Sources: SEC Announces Award to Whistleblower in First Retaliation Case SEC order against Paradigm Capital and Candace Weir King SEC Charges Hedge Fund Adviser With Conducting Conflicted Transactions and Retaliating Against Whistleblower $600,000 to Man in Whistleblower Retaliation Case by Joe Mont in Compliance Week SEC Awards Maximum Payout in First Whistleblower Retaliation Case by John Filar Atwood in Jim Hamilton’s World of Securities Regulation Whistleblower Mistakes by… [read post]

Taylor (The Wharton School), and Bradford Lynch (The Wharton School), on Monday, June 13, 2022 Tags: China, Foreign firms, Insider trading, International governance, SEC, SEC enforcement, Securities enforcement, Securities regulation Boards Are Tying Goals to ESG Metrics Posted by Molly Stutzman, Laura Thornton, and Matthew Nestler, JUST Capital, on Monday, June 13, 2022 Tags: Board oversight, Boards of Directors, Climate… [read post]

  bit.ly/IBjKzK (Mike Hamilton) Experts Debate The Ins and Outs Of Technology-Assisted Review – bit.ly/K6nckE (Alex Vorro) Facebook Used In One Of Five Family Court Cases – bit.ly/JjrwAI (Candace Keller) Federal Court Approves Use Of  “Predictive Coding” – bit.ly/I6OcnA (Brendan Schulman, Samantha Ettari) Frequently Asked Questions About De-Duplication – bit.ly/IBKPnf (Meridian Discovery) Google Engineer Questioned by Oracle Lawyer… [read post]