Search for: "Cantor Fitzgerald Securities"
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12 Feb 2024, 10:00 pm
" See Cantor Fitzgerald, L.P. v. [read post]
30 Aug 2023, 7:25 am
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
20 Jul 2023, 2:09 am
Some of the DST sponsors that create Delaware Statutory Trust investment deals are: AEI Bluerock Value Exchange Cantor Fitzgerald Capital Square 1031 ExchangeRight Four Springs TEN31 Xchange Inland Private Capital Corporation Moody National Companies Nelson Brothers Net Lease Capital Advisors Smart Stop Asset Management Livingston St. [read post]
20 Mar 2023, 3:55 am
Cantor Fitzgerald LP. that found a non-compete unenforceable. [read post]
20 Mar 2023, 3:55 am
Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer https://www.rrbdlaw.com/6948/securities-industry-commentator/ GUEST BLOG: [In]Securities: Wanting to Break Free: The Delaware Chancery Court Strikes Down Cantor Fitzgerald's Non-Compete Clauses by Aegis Frumento Esq (BrokeAndBroer.com Blog) SEC Tells FINRA to Raise the Gate For Ineligible Expungement Case… [read post]
2 Dec 2022, 12:18 pm
In total, the broker-dealers, which include Deutsche Bank, Barclays and Cantor Fitzgerald, agreed to pay over $1.1 billion in penalties. [read post]
28 Nov 2022, 9:02 am
Cantor Fitzgerald & Co. [read post]
21 Nov 2022, 9:02 am
Cantor Fitzgerald & Co. [read post]
28 Sep 2022, 12:37 pm
Cantor Fitzgerald & Co. has agreed to pay a $10 million penalty, according to the announcement. [read post]
23 Aug 2022, 6:20 am
By Anne Sherry, J.D.The acquisition of a financial firm from a Cantor Fitzgerald affiliate was entirely fair to the buyer’s stockholders, even though Cantor CEO Howard Lutnick stood on both sides of the transaction. [read post]
19 May 2022, 11:13 am
In March 2021, View Inc, a smart window manufacturer, reportedly made a disastrous $1.6 Billion deal with a SPAC backed by Cantor Fitzgerald. [read post]
4 Mar 2022, 10:21 am
FINRA Arbitrators Award Over $2 Million In Disputed Customer Transfer and Asset Purchase Agreement (BrokeAndBroker.com Blog)Former Cantor Fitzgerald Trader Sues Over Wrongful Termination Involving Child Care Leave (BrokeAndBroker.com Blog)New York Man Sentenced to Four Years in Prison for Role in Bank Fraud (DOJ Release)North Carolina Man Charged with Wire Fraud, Securities Fraud, and Money Laundering in Connection with Ponzi Scheme (DOJ Release)SEC Charges… [read post]
4 Mar 2022, 10:21 am
Former Cantor Fitzgerald Trader Sues Over Wrongful Termination Involving Child Care Leave (BrokeAndBroker.com Blog)SEC Orders Whistleblower Awards for Two ClaimantsOrder Determining Whistleblower Award ClaimsSEC Charges Venture Capital Fund Adviser with Misleading Investors / Alumni Ventures Group, LLC Repays $4.7 Million (SEC Release)Former Port Orchard, Washington attorney sentenced to prison for defrauding clients / Stole money intended for a children’s hospital, then… [read post]
4 Mar 2022, 10:21 am
FINRA Arbitrators Award Over $2 Million In Disputed Customer Transfer and Asset Purchase Agreement (BrokeAndBroker.com Blog)Former Cantor Fitzgerald Trader Sues Over Wrongful Termination Involving Child Care Leave (BrokeAndBroker.com Blog)SEC Proposes Rules on Cybersecurity Risk Management, Strategy, Governance, and Incident Disclosure by Public Companies (SEC Release)SEC Obtains Final Judgment Against Operator of Fraudulent Digital Asset Trading Fund (SEC Release)FINRA Fines… [read post]
24 Jan 2022, 1:43 pm
According to FINRA Disciplinary actions for January 2022, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules: NAME FORMER EMPLOYERS Michael Gardner Cantor Fitzgerald & Co J.P. [read post]
28 Oct 2021, 7:00 am
The companies that lost the most workers in the terrorist attacks were those located above the impact point in the towers, including Cantor Fitzgerald, which lost 658 employees; Marsh & McLennan, with 295 casualties, and Aon Corporation, with 175. [read post]
26 Sep 2021, 7:46 am
The recipients of the letters are Howard Lutnick, Chairman and CEO of Cantor Fitzgerald; Michael Klein, founder of M. [read post]
24 May 2021, 7:22 am
Rodin Income Trust, a publicly registered non-traded REIT sponsored by Cantor Fitzgerald, launched in June 2018. [read post]
25 Mar 2021, 9:07 am
Cantor Fitzgerald has employed Mr. [read post]
19 Mar 2021, 4:15 am
Remember The Story About The Bernie Sanders Coffee Cup Filled With Feces At Cantor Fitzgerald? [read post]
