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23 Nov 2011, 3:00 am
Nuttery Farms, Inc., a U.S. corporation, defaulted in connection with a series of contracts for the sale of almonds to Ahcom, Ltd., a U.K. limited liability corporation in the business of buying and selling dried fruit and nuts. [read post]
10 Jun 2009, 11:54 am
San Jose, CA - June 9, 2009 - Bridge Capital Holdings (NASDAQ: BBNK), whose subsidiary is Bridge Bank, National Association, a full-service business bank headquartered in the Silicon Valley region of California, announced today, it has provided financing to Anacomp® Inc., to support its eDiscovery initiatives. [read post]
23 Nov 2010, 5:00 am
Miller previously served as a member of the board of directors of Affiliated Computer Services, Inc., from November 2008 until its acquisition by Xerox Corporation in February 2010. [read post]
10 Dec 2015, 6:32 am
Agents of Realty Capital Securities allegedly impersonated shareholders and cast fake votes in an annual meeting for the Business Development Corporation of America. [read post]
3 Jul 2018, 11:12 am
BMW of North America, Inc. v. [read post]
8 Sep 2008, 9:16 pm
Dynex Capital, Inc., was a district court’s ruling that a plaintiff adequately pled scienter with respect to the corporate defendants even though it dismissed the claims brought against the defendants’ officers. [read post]
8 Aug 2016, 8:00 am
Steiner filed suit against Maniscalco and Sackett Systems Inc., another corporation wholly owned by Maniscalco. [read post]
5 Dec 2011, 9:50 am
DTI services top law firms, Fortune 500 companies and hundreds of small and mid-size corporations and law firms nationwide. [read post]
4 May 2016, 12:00 am
We previously reported that the Internal Revenue Service (the “IRS”) took an aggressive position in challenging the treatment of a license agreement as a sale of a capital asset in the Tax Court case Mylan Inc. [read post]
13 Feb 2023, 9:01 pm
In his new book, “Woke Inc.: Inside Corporate America’s Social Justice Scam”,[1] wunderkind and high-flying tech entrepreneur Vivek Ramaswamy suggests that Subaru and I are woefully misguided. [read post]
15 Aug 2011, 12:24 pm
In fact, our securities law firm is currently representing a group of investors who filed an arbitration claim against Scottsdale, Arizona, financial advisor Randolf Albers who recommended and sold IMH to his clients through Albers Financial Group and Sunset Financial Services, Inc. [read post]
20 Dec 2013, 10:06 am
[The Board sustained this opposition to registration of STONE LION CAPITAL for "financial services, namely, investment advisory services, management of investment funds, and fund investment services" [CAPITAL disclaimed], finding the mark likely to cause confusion with the registered marks LION and LION CAPITAL for various financial services [CAPITAL disclaimed]].StonCor Group, Inc. v. [read post]
19 Apr 2022, 10:11 am
(CRD#:21786) of Hauppauge, NY, Newbridge Securities Corporation (CRD#:104065) of Farmingdale, NY, and Securities Service Network, Inc. [read post]
10 Dec 2021, 12:37 pm
”[7] In 2016, Roark Capital, a private equity firm that would go on to form Inspire Brands, Inc., purchased a majority share of Jimmy John’s, LLC. [read post]
11 Jan 2007, 3:25 pm
Press release, Jan. 9, 2007: Names Members of Newly-Created Board of Directors NEW YORK–(BUSINESS WIRE)–Stroz Friedberg, LLC, a national consulting and technical services firm specializing in digital forensics, electronic discovery, cyber-crime response, and investigations is pleased to announce a $30 million investment from Greenhill Capital Partners, LLC, an affiliate of Greenhill & Co., Inc. [read post]
5 May 2009, 5:34 am
Typically, an owner of stock in an S corporation also performs services for the company making him, in addition to an investor in the company, an employee of the company. [read post]
22 Jun 2009, 7:34 pm
Related Web Resources: FINRA Fines Raymond James, RBC Capital Markets Corporation, Stock Loan Trader for Improper Stock Loan Practices, FINRA, June 17, 2009 FINRA fines Raymond James, RBC Capital Markets, Forbes, June 17, 2009 [read post]
23 May 2019, 7:43 am
According to FINRA Disciplinary actions for May 2019, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules: NAME FORMER EMPLOYERS Bethan, Frank Quest Capital Strategies, Inc Wells Fargo Clearing Services, LLC Cody, Jill Concorde Investment Services, LLC Westminster Financial Securities, Inc Cody, Richard… [read post]
4 Jun 2018, 6:30 am
Harbinger Asset Management, LLC Bhaskar Chandrakant Vyas Interfirst Capital Corporation Western International Securities, Inc Mark Edward Winburne MML Investors Services, LLC Metlife Securities, Inc. [read post]
6 Feb 2018, 7:33 am
Ameriprise Financial Services, Inc. [read post]
