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FINRA Names Individuals Suspended in February 2019 for Failing to Comply with FINRA Rules
12 Apr 2019, 8:22 am by Silver Law Group
According to FINRA Disciplinary actions for February 2019, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules: NAME FORMER EMPLOYERS   Grossman, Robert   David Lerner Associates, Inc   National Planning Corporation   Jacobowitz, Oded   Securities America, Inc   JP Morgan Securities LLC   James, Garland   Garden State Securities,… [read post]
Securities Arbitration Lawyers Blog - https://www.silverlaw.com/blog/
Delaware Court: Missed Sales Forecasts Could be “Material Adverse Effect”
8 Dec 2013, 6:06 am by Kobi Kastiel, Co-editor, HLS Forum on Corporate Governance and Financial Regulation,
This post is part of the Delaware law series, which is cosponsored by the Forum and Corporation Service Company; links to other posts in the series are available here. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Recent Delaware Rulings Support Practice of “Appraisal Arbitrage”
29 Jan 2015, 6:02 am by Yaron Nili, Co-editor, HLS Forum on Corporate Governance and Financial Regulation,
This post is part of the Delaware law series, which is cosponsored by the Forum and Corporation Service Company; links to other posts in the series are available here. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
South Mountain Freeway Project Receives Five Statements of Qualifications
10 Dec 2014, 5:23 pm by Fred Kessler
AECOM Technology Corporation 3. [read post]
Infra Insight Blog - http://www.infrainsightblog.com
VSR Financial Services, Inc. and Donald J. Beary Fined Over Alternative Investment Sales
23 Sep 2013, 12:21 pm by Adam Weinstein
The Financial Industry Regulatory Authority (FINRA), VSR Financial Services, Inc. [read post]
Securities Lawyers Blog - http://www.securitieslawyersblog.com/
Weekly Roundup: December 16-22, 2022
23 Dec 2022, 6:30 am
Corporate Governance Evolves Amid Increasing Sustainability Awareness Posted by Subodh Mishra, Institutional Shareholder Services, Inc., on Friday, December 16, 2022 Tags: Corporate governance, Executive Compensation, ISS, Proxy voting, Stewardship, Sustainability Statement by Chair Gensler on PCAOB’s Determinations Regarding Public Accounting Firms in China Posted by Gary Gensler, U.S. [read post]
Harvard Law School Forum on Corporate Governance - https://corpgov.law.harvard.edu
Weekly Roundup: December 16-22, 2022
23 Dec 2022, 6:30 am
Corporate Governance Evolves Amid Increasing Sustainability Awareness Posted by Subodh Mishra, Institutional Shareholder Services, Inc., on Friday, December 16, 2022 Tags: Corporate governance, Executive Compensation, ISS, Proxy voting, Stewardship, Sustainability Statement by Chair Gensler on PCAOB’s Determinations Regarding Public Accounting Firms in China Posted by Gary Gensler, U.S. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
New York Law Journal: Corporate Update June 14, 2007
14 Jun 2007, 7:48 am
" New DealsThursday, June 14, 2007By Sam Weisberg"Avaya Inc., a Basking Ridge, N.J. [read post]
New York Supreme Court Criminal Term Library - http://crimlawlib.blogspot.com/
Harvard Convenes the M&A Roundtable
10 May 2011, 5:56 am by Scott Hirst, co-editor, HLS Forum on Corporate Governance and Financial Regulation,
Friedman and Alicia Townsend Friedman Professor of Law, Economics, and Finance, Harvard Law School Richard Breeden, Chairman and CEO, Breeden Capital Management Chris Cernich, Director of M&A and Proxy Fight Research, Institutional Shareholder Services Inc. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
17th Annual Review of Key Delaware Corporate and Commercial Decisions
19 Jan 2022, 12:19 pm by Francis Pileggi
DXS Capital (U.S.) [read post]
Delaware Corporate and Commercial Litigation Blog - http://www.delawarelitigation.com/
FINRA Suspends Stockbrokers For Failing To Comply With Award Or Settlement May 2020
16 Jun 2020, 7:14 am by Silver Law Group
  Richard Brown   Arive Capital Markets   Chelsea Financial Services   Mary Evans   Mutual Securities, Inc. [read post]
Securities Arbitration Lawyers Blog - https://www.silverlaw.com/blog/
Statute Constrains Commissions for Court-Appointed Receivers in Corporate Dissolution Proceedings
24 May 2010, 4:00 am by Peter A. Mahler
Contrs., Inc., 25 AD3d 146, 150 [2005] [internal quotation marks and citation omitted]). [read post]
New York Business Divorce - http://www.nybusinessdivorce.com/
FINRA Suspends Stockbrokers For Failing To Comply With FINRA Arbitration Award Or Settlement Agreement November, 2020
4 Dec 2020, 1:23 pm by Silver Law Group
  Wells Fargo Clearing Services, LLC   Paul Stanford   Santander Securities LLC   Ameriprise Financial Services, Inc. [read post]
Securities Arbitration Lawyers Blog - https://www.silverlaw.com/blog/
FINRA Suspends MB Schreiber After Customer Complaint
30 Jan 2023, 8:11 am by Silver Law Group
His previous employers include National Securities Corporation (CRD#:7569), Newbridge Securities Corporation (CRD#:104065), and Summit Brokerage Services, Inc. [read post]
Securities Arbitration Lawyers Blog - https://www.silverlaw.com/blog/
FINRA Suspends Stockbrokers For Failing To Comply With FINRA Arbitration Award Or Settlement Agreement Nov 2023
27 Dec 2023, 8:45 am by Silver Law Group
  UBS Financial Services Inc. [read post]
Securities Arbitration Lawyers Blog - https://www.silverlaw.com/blog/
Broker Scott Matalon Barred From Industry After Failing To Provide FINRA Requested Documents
1 Dec 2023, 8:06 am by Silver Law Group
His previous employers include Ameriprise Financial Services, Inc. [read post]
Securities Arbitration Lawyers Blog - https://www.silverlaw.com/blog/
Rovi Files New 337 Complaint Regarding Certain Products Containing Interactive Program Guide And Parental Control Technology
3 May 2012, 2:45 pm by Eric Schweibenz
On May 1, 2012, Rovi Corporation, Rovi Guides, Inc., Rovi Technologies Corporation, Starsight Telecast, Inc., and United Video Properties, Inc. [read post]
ITC 337 Law Blog - http://www.itcblog.com
Alabama Collection Lawsuits Filed The Week Of May 4, 2009
29 May 2009, 10:03 am
Arrow Financial Services 30 Asset Acceptance 62 Atlantic Credit & Finance 46 Cach, LLC 3 Cavalry Portfolio Services, LLC 45 Cresent Recovery LLC 1 Delta Capital Resources, LLC 2 Harvest Credit Management, LLC 1 Hilco Receivables LLC 3 Lionheart Funding LLC 107 LVNV Funding 31 MCM Holdings LLC 2 Merchants Adjustment Services, Inc. 13 Midland Funding LLC 168 NCO Portfolio Management 3 Portfolio Recovery Associates 2 RJM Aquisititions 1 Unifund CCR… [read post]
Alabama Consumer Law Blog - http://www.alabamaconsumerlawblog.com/
Paralegal Miriam Katz Appointed V Corp Chief Knowledge Officer
4 Sep 2009, 2:04 pm
(NFP).She has also held positions with Salomon Smith Barney and CIBC World Markets(formerly Oppenheimer & Co., Inc.). [read post]
Paralegal Mentor - http://www.paralegalmentorblog.com/
Blackstone Enters Growing Japanese Private Equity Market with Agreement to Purchase AYUMI Pharmaceutical
24 Apr 2019, 8:06 am by Race to the Bottom
The company is currently owned by Japanese private equity firms Unison Capital Inc. [read post]
The Race to the Bottom - https://www.theracetothebottom.org/blog/