Search for: "Capital Finance LLC"
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21 Jul 2018, 6:44 am
The SEC alleges that between 2014 and 2017, Borland sold more than $21 million of promissory notes in two companies – Borland Capital Group LLC and Belize Infrastructure Fund I, LLC – to dozens of investors as bridge financing for development of an international airport in Placencia, Belize. [read post]
23 May 2018, 8:14 am
Brokerage Firms and AML Officer Charged With Anti-Money Laundering ViolationsThe SEC announced settled charges against broker-dealers Chardan Capital Markets LLC and Industrial and Commercial Bank of China Financial Services LLC (ICBCFS) for failing to report suspicious sales of billions of penny stock shares. [read post]
22 May 2017, 8:05 am
FCIC noted that it was unable to complete the timely filing of Form 10-Q due to the March 28, 2017 transaction in which First Capital Real Estate Investments, LLC acquired the membership units of Freedom Capital Investment Management LLC (FCIM), and Democracy Funding LLC. [read post]
11 Jan 2014, 12:15 pm
The four teams in alphabetical order are: Maryland Purple Line Partners ( Vinci Concessions, S.A.s; Walsh Investors, LLC; InfraRed Capital Partners, Limited; Alstom Transport SA and Keolis SA) Maryland Transit Connectors ( John Laing Investments Limited; Kiewit Development Company; and Edgemoor Infrastructure & Real Estate LLC) Purple Line Transit Partners (Meridiam Infrastructure Purple Line; Flour Enterprises, Inc.; Star America Fund GP LLC) … [read post]
1 Feb 2011, 7:18 am
The defendants offered and sold securities in the form of membership interests in the following limited liability companies by general solicitation and “cold calling”: Premier Equity Fund, LLC Premier Equity Fund II, LLC Premier Equity Fund III, LLC Premier Equity Fund IV, LLC CanAm acted as the manager of these funds, which purported to raise money to provide financing for select startups and early stage companies. [read post]
29 Jun 2012, 9:05 pm
SEC Complaint: Harbinger Capital Partners LLC; Philip A. [read post]
4 Oct 2017, 8:46 am
American Finance Trust (“AFT”) is a non-traded REIT that was formed in January 2013 and subsequently launched by American Financial Advisors, LLC. [read post]
17 Apr 2007, 10:00 am
Capstone Capital, LLC [read post]
14 Apr 2020, 10:04 am
SQN Capital Management (SQN) is an international finance company and a multinational alternative investment manager specializing in collateralised, non-correlated, income-producing investments, according to its website. [read post]
13 Sep 2017, 6:21 am
American Finance Trust, Inc. is a real estate investment trust launched and managed by American Financial Advisors, LLC. [read post]
7 Feb 2010, 4:00 am
The angel (production development) investors would then put in the initial capital. [read post]
22 May 2017, 3:28 am
The additional LLC units, in the form of convertible notes, were intended to raise capital from outside investors. [read post]
22 May 2017, 3:28 am
The additional LLC units, in the form of convertible notes, were intended to raise capital from outside investors. [read post]
4 Sep 2018, 6:52 am
The US Securities and Exchange Commission has filed fraud charges against 1 Global Capital LLC, a Florida-based cash advance company, and its ex-CEO Carl Ruderman. [read post]
3 Mar 2014, 8:42 am
With the Illiana Corridor Transportation Group proposal, ACS Infrastructure Development, Inc. and Fengate Capital Management Ltd. would finance the project; Dragados USA, Inc., F.H. [read post]
20 Nov 2016, 12:50 pm
The Company aims to generate current income and capital appreciation through investments in debt securities at all levels of the capital structure. [read post]
30 Aug 2017, 7:11 am
According to the prospectus, ATEL 14 LLC was an investment offering to raise capital to purchase a portfolio of leased equipment, equipment financing transactions and other investments leased to major corporations. [read post]
24 Apr 2015, 9:22 am
However, this short article in Inc. magazine by Ryan Feit argues that even startups expecting venture capital funding should resist this advice and remain an LLC. [read post]
19 Sep 2013, 7:58 am
Panelists include: David Milner, NuGen Capital Management, LLC Stephen Pratt-Otto, Eastern Bank Learn More: Law firms see sunny outlook in solar (Boston Business Journal, August 19, 2013) $42M in Eastern Bank loans to build solar farms in Massachusetts (Boston Business Journal, July 16, 2013) Solar Update: Emergency DOER Regulations Will Strengthen Hot Solar Market In Massachusetts (Sherin and Lodgen Real Estate Blog) 7 Tips for… [read post]
10 Jun 2019, 2:05 pm
On June 3, the Federal Housing Finance Agency (FHFA), as conservator for the Federal Home Loan Mortgage Corporation (Freddie Mac), filed a lawsuit in the United States District Court for the Southern District of New York against Wells Fargo Securities, LLC (Wells Fargo) (as successor to Wachovia Capital Markets, LLC (Wachovia)), alleging a violation of Section 11 of the Securities Act. [read post]
