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1 Dec 2023, 10:14 am
In contrast to the progress embodied by Escazu, journalists and advocacy groups have increasingly criticized the rise of bills criminalizing peaceful environmental protests across the United States in recent years, in large part as a result of fossil fuel lobbying. [read post]
30 Nov 2023, 1:58 pm
The first is his discharge by Green Vista Capital. [read post]
30 Nov 2023, 6:41 am
Case Citation: Source Capital Funding Inc. v. [read post]
30 Nov 2023, 4:50 am
It argued that Virginia Tech’s policy was broad and vague, encompassing “words or actions that contradict the spirit of the [university’s] Principles of Community,” “jokes that are demeaning to a particular group of people,” “assuming characteristics of a minority group for advertising,” and “posting flyers that contain demeaning language or images. [read post]
15 Nov 2023, 6:26 am
In addition, FinTech investment adviser Titan Global Capital Management USA LLC agreed to pay more than $1 million combined in a civil penalty, disgorgement, and prejudgment interest to settle charges that it violated the marketing rule. [read post]
15 Nov 2023, 5:10 am
KLDiscovery Inc. [read post]
14 Nov 2023, 9:01 pm
In addition, FinTech investment adviser Titan Global Capital Management USA LLC agreed to pay more than $1 million combined in a civil penalty, disgorgement, and prejudgment interest to settle charges that it violated the marketing rule. [read post]
9 Nov 2023, 9:01 pm
Once again, I worked with Scott on enforcement recommendations from his group. [read post]
8 Nov 2023, 10:14 pm
However, investors should still be aware of their own investment objectives, risk tolerance, and financial situation, and communicate them clearly to their broker-dealer to ensure that any recommendations they receive are appropriate for their needs. [read post]
19 Oct 2023, 11:55 am
Premier Valley, Inc. (2022) 86 Cal. [read post]
5 Oct 2023, 2:38 pm
People for the Ethical Treatment of Animals, Inc. and North Carolina Farm Bureau Federation v. [read post]
5 Oct 2023, 7:26 am
The “client” communicated with the attorney’s paralegal. [read post]
3 Oct 2023, 9:01 pm
SEC press release │SEC company order | SEC CFO complaint SEC settles assets recovery and impairment loss disclosure claims In the Matter of Future FinTech Group Inc. [read post]
2 Oct 2023, 9:05 am
Texas; Corner Post, Inc. v. [read post]
28 Sep 2023, 7:33 am
“These groups uplift and provide care for everyone who they come in contact with. [read post]
19 Sep 2023, 6:07 am
Skillz, Inc. (9th Cir. 2021) ("[T]his Court has made clear that use of a pseudonym should only be permitted occasionally and in 'unusual' cases. [read post]
15 Aug 2023, 1:32 am
During these broadcasts, he encouraged listeners to contact his retirement-planning company, Gallagher Financial Group, Inc. [read post]
9 Aug 2023, 11:25 am
LMBZ Securities, Inc was also convicted and fined in March 2017 $120,000 because it failed to guarantee that the electronic retail communications are according to FINRA content standards. [read post]
9 Aug 2023, 10:26 am
., Senior Vice President, Head of Complex Claims – North American Liability at AXIS Capital Holdings, Ltd., Joseph P. [read post]
26 Jul 2023, 9:01 pm
The final rules make a Federal Communications Commission-related exception to disclosure,[17] but no similar exception applies for breaches of private health information.[18] While the Commission’s responsibility is to ensure that investors receive timely, material information, it sometimes has to defer to other government agencies with overarching mandates to protect national security, public safety, and critical infrastructure.[19] Harming Investors Although citing investor… [read post]
