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17 Dec 2023, 9:03 pm
It is important that the Commission maintain discretion to direct focus to whichever parts of the capital markets need updated regulation. [read post]
13 Dec 2023, 11:00 pm
Lightstone Value Plus REIT II, Inc. [read post]
12 Dec 2023, 9:05 pm
(disclosing for itself and its subsidiaries), (ii) once more by CSRD rules (although this time under presumably simplified Article 40a reporting standards), at the level of its Japanese parent, Sony Group Corporation (disclosing on the behalf of the entire group), and (iii) potentially several more times for any entities that are either (a) registered as securities issuers with the SEC (according to available EDGAR data, these are Sony Group Corporation, Sony Corp.… [read post]
11 Dec 2023, 9:05 pm
Fresh Market, Inc.. [read post]
1 Dec 2023, 10:14 am
In contrast to the progress embodied by Escazu, journalists and advocacy groups have increasingly criticized the rise of bills criminalizing peaceful environmental protests across the United States in recent years, in large part as a result of fossil fuel lobbying. [read post]
1 Dec 2023, 8:06 am
Silver Law Group represents investors in securities and investment fraud cases. [read post]
1 Dec 2023, 1:16 am
Specifically, The White Law Group is investigating the following ArciTerra offerings: ArciTerra National REIT, Inc. [read post]
30 Nov 2023, 1:58 pm
Silver Law Group represents investors in securities and investment fraud cases. [read post]
30 Nov 2023, 9:55 am
See also: Kovack Securities Inc. [read post]
29 Nov 2023, 8:59 am
If you have suffered investment losses with Keith Curtis and Aegis Capital Corp, the securities attorneys at the White Law Group may be able to help you. [read post]
28 Nov 2023, 10:19 am
Potential FINRA Claims If you have suffered losses investing with Hector Hernandez and Money Concepts Capital Corp., the securities attorneys at the White Law Group may be able to help you. [read post]
27 Nov 2023, 8:22 am
(CRD#:39262), Woodland Hills, CA, B, 07/10/2019 – 12/23/2019, SPARTAN CAPITAL SECURITIES, LLC (CRD#:146251), NEW YORK, NY B, 08/21/2017 – 07/10/2019, WESTERN INTERNATIONAL SECURITIES, INC. [read post]
21 Nov 2023, 2:26 pm
Diamond was previously registered with an Atlanta-based broker-dealer called Kalos Capital Inc. when he sold GPB’s securities. [read post]
15 Nov 2023, 6:26 am
In addition, FinTech investment adviser Titan Global Capital Management USA LLC agreed to pay more than $1 million combined in a civil penalty, disgorgement, and prejudgment interest to settle charges that it violated the marketing rule. [read post]
15 Nov 2023, 5:55 am
Matrix Capital Markets Group, Inc., an independent investment bank with offices in Baltimore, announced the sale of Day Motor Sports LLC to CEO Dan Hamilton and Chief Financial Officer Stacy Hamilton. [read post]
15 Nov 2023, 5:10 am
KLDiscovery Inc. [read post]
14 Nov 2023, 9:01 pm
In addition, FinTech investment adviser Titan Global Capital Management USA LLC agreed to pay more than $1 million combined in a civil penalty, disgorgement, and prejudgment interest to settle charges that it violated the marketing rule. [read post]
12 Nov 2023, 9:23 pm
If you have questions about investments you made with any of these independent broker-dealers, the securities attorneys of The White Law Group may be able to help. [read post]
10 Nov 2023, 10:56 am
Matrix Capital Markets Group, Inc., an independent investment bank with offices in Baltimore, advised Coborn’s Inc. on the sale of its 14 Holiday franchised fuel and convenience stores and one developmental site to Holiday Stationstores LLC. [read post]
10 Nov 2023, 7:44 am
The post Robert Marquez, Investment Network, Barred by FINRA appeared first on The White Law Group. [read post]
