Search for: "Capital One Financial Corp."
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9 Sep 2015, 9:59 pm
Capital One Financial Corp. [read post]
1 Dec 2021, 9:33 am
If you’ve lost money with Aegis Capital Corp. [read post]
15 Jul 2009, 7:03 am
“Capital One Financial Corp’s (COF.N) U.S. credit card defaults rose in June as unemployment increased and Americans struggled to pay their debts, but the figures were better than expected and the company’s shares rose 3.2 percent. [read post]
12 Jul 2021, 2:26 pm
The Financial Industry Regulatory Authority (“FINRA”) has suspended former Aegis Capital Corp. financial advisor Douglas Szempruch from the securities industry for 12 months. [read post]
13 Sep 2023, 1:38 pm
Sculptor Capital Corp (SCU) Agrees To Acquisition By Rithm Capital In July, 2023 Sculptor Capital Management and Rithm Capital Corp announced that they had reached an agreement in principle for Rithm to acquire Sculptor Capital. [read post]
30 Nov 2021, 2:05 pm
The post Did Aegis Capital Corp. [read post]
17 Mar 2021, 2:00 pm
The complaint alleges that from August 2014 through 2016, while employed by Aegis Capital Corp. [read post]
17 Aug 2019, 7:21 am
Thompson on suspicion of downloading nearly 30 GB of 100 million Capital One Financial Corp credit applications from a rented cloud data server. [read post]
7 Jul 2020, 1:40 pm
Magistrate Judge John Anderson (the “Judge”) ordered Capital One Financial Corp. [read post]
9 Jul 2021, 10:29 am
Parikh, formerly of Aegis Capital Corp. [read post]
9 Nov 2021, 5:48 pm
On November 8, 2021, the Financial Industry Regulatory Authority (“FINRA”) and Aegis Capital Corp. [read post]
22 Mar 2010, 4:19 pm
Among the firms on Galvin’s hit list: QA3 Financial Corp., National Securities Corp., CapWest Securities, Independent Financial Group LLC, Investors Capital Corp. and Centaurus Financial. [read post]
15 Mar 2021, 8:05 am
The post Jeffrey Stanga, FMN Capital Corp. [read post]
15 Mar 2021, 8:05 am
The post Jeffrey Stanga, FMN Capital Corp. [read post]
4 Jan 2012, 1:00 am
Out of the 15,500 bogus claims made by Capital One only about 800 of those borrowers filed lawsuits against the creditor. 130 of these cases were settled without Capital One admitting fault. [read post]
6 Mar 2024, 5:59 am
Capital One Financial announced plans late last month to acquire Discover Financial Services in a $35.3 billion deal that would give Capital One its own credit-card payment network, while simultaneously allowing the company to expand its deposit base, credit-card offerings, and rewards programs. [read post]
10 Nov 2022, 6:37 am
One financier, Chrysler Capital, is receiving adverse reports about its auto loan practices. [read post]
19 Apr 2010, 10:31 pm
The investment firms that have been subpoenaed are Centaurus Financial Inc., Investors Capital Corp., Independent Financial Group LLC, CapWest Securities Inc., National Securities Corp., and QA3 Financial Corp. [read post]
15 Jul 2021, 7:47 am
The post Douglas Szempruch, Aegis Capital Corp. [read post]
19 Nov 2020, 3:03 am
Yesterday, Corp Fin announced an update to the Division’s Financial Reporting Manual. [read post]
