Search for: "Capital One Financial Services"
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14 Jan 2013, 4:18 pm
., is one of the largest providers of optometry and ophthalmology services in New England. [read post]
20 Jul 2012, 12:09 pm
Kaplinsky of Ballard Spahr said the Capital One case is "just the tip of the iceberg....There are dozens of ongoing investigations. [read post]
13 Oct 2009, 5:01 am
This blog recently addressed “Reforming remuneration practices in financial services,” a Policy Statement (PS) issued by the United Kingdom’s Financial Services Authority. [read post]
2 May 2024, 9:56 am
During this session, the Parliament plenary adopted a large number of important financial services-related legislative proposals. [read post]
11 Apr 2024, 3:25 am
The Financial Services Tribunal reconsidered the dismissal of an application for a life insurance business licence and found that one of the significant owners was not fit and proper in the sense of having the necessary financial standing required to support the business of the insurer. [read post]
4 Dec 2009, 12:29 pm
In addition to the class action defendants discussed above, I have heard from investors who invested in Medical Capital through brokers working with Okoboji Financial Services, Redwine Securities and others that are still being reviewed. [read post]
30 Nov 2023, 6:41 am
Federici * Biosafe-One v. [read post]
10 Sep 2019, 8:26 am
Under a new structure of the College of Commissioners with its eight Vice-Presidents, the responsibility for DG Financial Stability, Financial Services and Capital Markets Union (DG FISMA) will remain with the incumbent Commissioner, Valdis Dombrovskis. [read post]
17 Feb 2020, 7:29 am
One of the client’s alleged that Raupp recommended GPB Capital as the primary source of income for the couple’s retirement funds. [read post]
11 Mar 2010, 6:46 am
This post relates to a letter from the Committee to the Chairmen and Ranking Members of the Senate Banking Committee and House Financial Services Committee; the letter is available here. [read post]
24 Aug 2019, 3:19 pm
Committee on Financial Services et al, U.S. [read post]
17 Dec 2018, 8:18 am
One such case was against Patrick K. [read post]
19 Sep 2018, 1:29 pm
From June 2004 to September 2004, Miller was registered with Woodbury Financial Services, Inc. [read post]
2 Jun 2021, 10:01 am
While most of Aquiline’s investments are in fin-tech and financial services, it is an investor in one other company in the legal sector, ABC Legal, which specializes in tech-enabled service of process, e-filing, skip-tracing and other legal services. [read post]
2 Mar 2010, 1:34 am
The Financial Services Authority (FSA) issued a Dear CEO letter (the Letter) on 23 February 2010 stating that it was concerned that many insurance intermediaries could not demonstrate that they had adequate financial resources.The Letter notes that this failure has caused some firms to underestimate future demands on them which in turn required additional funding to be injected into the regulated firm. [read post]
2 Mar 2010, 1:34 am
The Financial Services Authority (FSA) issued a Dear CEO letter (the Letter) on 23 February 2010 stating that it was concerned that many insurance intermediaries could not demonstrate that they had adequate financial resources.The Letter notes that this failure has caused some firms to underestimate future demands on them which in turn required additional funding to be injected into the regulated firm. [read post]
12 Nov 2006, 1:22 am
When Elizabeth Brown signed off from her guest blogging stint last spring, she linked to her article entitled E Pluribus Unum - Out of Many, One: Why the United States Needs a Single Financial Services Agency, where she argues in favor of a "single financial services regulator similar to the UK's Financial Services Authority. [read post]
29 Jun 2013, 9:37 pm
One of the most common hustles involves selling elderly citizen various "services and products" supposedly designed to help the elder to pre-qualify for Medi-Cal. [read post]
20 Jan 2011, 10:22 am
On the other hand, it may be that the exception of Article 1410.2 would apply to except capital controls from any free trade in financial services provisions that might otherwise restrict capital controls. [read post]
5 Mar 2007, 8:06 am
Wins were recorded in the government, financial services, education, manufacturing and utilities markets. [read post]
