Search for: "Capital One Services, Inc."
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23 Nov 2010, 5:00 am
He has served as a member of the board of directors of UST Inc., Foster Wheeler AG, and AT&T Capital. [read post]
28 Nov 2017, 6:38 am
Previous registrations include Global Strategic Investments, LLC (09/2011 – 07/2013), Statetrust Investments Inc. (08/2009 – 08/2011), Allstate Financial Services, LLC (04/2008 – 08/2009), Wachovia Securities, LLC (10/2000 – 08/2006), First Union Brokerage Services, Inc. (02/2000 – 10/2000), Citicorp Investment Services (03/1996 – 07/1999), Waterhouse Securities, Inc. (06/1995 – 03/1996), GKN Securities… [read post]
21 Feb 2008, 8:24 am
In prepared testimony to the House Financial Services Subcommittee on Capital Markets, New York Insurance Department Superintendent Eric Dinallo said that such separation is one of the proposals regulators have been discussing with struggling bond insurers, FGIC Corp., MBIA Inc., and Ambac Financial Group Inc. [read post]
19 Apr 2022, 10:11 am
(CRD#:21786) of Hauppauge, NY, Newbridge Securities Corporation (CRD#:104065) of Farmingdale, NY, and Securities Service Network, Inc. [read post]
5 Dec 2011, 9:50 am
Terms of the transaction were not disclosed.Founded in 1998 and based in Atlanta, Georgia, DTI is one of the largest independent providers of outsourced litigation support services, including facilities management services and electronic and paper discovery solutions. [read post]
20 Jun 2017, 7:31 am
Aegis Capital Corporation is a mid-size boutique investment bank that offers financial advisory services. [read post]
11 Sep 2018, 1:30 pm
He was previously employed by Ameriprise Financial Services, Inc. [read post]
25 Jan 2019, 1:03 pm
His previous employers include Prime Capital Services, Inc. [read post]
22 Jun 2009, 7:34 pm
The Financial Industry Regulatory Authority says that RBC Capital Markets Corp., Raymond James & Associates, Inc., and an RBCCMC head trader have settled charges over alleged broker misconduct connected to stock loan improprieties. [read post]
4 Sep 2015, 6:35 am
He was also previously registered with Clearing Services of America, Inc., American Capital Equities, Inc., Dominick & Dominick, Inc. and David Lerner Associates, Inc., according to industry records. [read post]
9 Dec 2021, 2:56 pm
Young EnergyServe Inc. [read post]
12 Feb 2011, 1:28 am
Seahawk Drilling, Inc. [read post]
26 Apr 2022, 8:57 am
Westpark Capital is one of many regional broker-dealers who sold the high-risk L Bonds to investors. [read post]
11 May 2019, 11:47 am
The agreement provides that Capital One would allow Houle to purchase goods and services with credit in exchange for payment. [read post]
17 Nov 2022, 4:51 am
The agreement will provide access to capital to accelerate HBR’s significant growth, as recognized by Inc. 5000’s list of America’s fastest growing private companies for the past four years running. [read post]
6 May 2014, 7:02 am
Bridges used sham companies to conduct his fraudulent operation and induced his clients to purchase annuity contracts from one of his companies called SD Capital LLC. [read post]
3 Jul 2011, 12:13 am
Expert Group, Inc. markets a variety of financial products and services through Expert Financing amp; Investments. [read post]
28 Feb 2011, 10:34 am
(Pink Sheets: MSMT.PK), and MDWerks Inc. [read post]
14 Jun 2012, 6:00 am
ResCap and Ally Will Not Challenge Repurchase Claims In Part 1 of this series, we discussed the circumstances leading to the bankruptcy filing of Residential Capital (ResCap) , a residential mortgage loan originator and a subsidiary of Ally Financial Inc. [read post]
11 Oct 2019, 3:22 am
A TTAB judge once told me that in 95% of Section 2(d) cases, one can predict the outcome just from looking at the marks and the involved goods/services. [read post]
