Search for: "Capital Portfolio Management, Inc." Results 121 - 140 of 549
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21 May 2020, 6:40 am by Silver Law Group
According to FINRA Disciplinary actions for February 2020, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS   Belesis, George   Portfolio Advisors Alliance, LLC   John Thomas Financial   Berghausen, Joseph   ADP Broker-Dealer, Inc   Cetera Advisor… [read post]
19 Apr 2013, 10:00 am by Arina Shulga
FundersClub, Inc. is a Delaware corporation and is the sole owner of FundersClub Management LLC, which is the manager of investment funds formed to invest in start-up companies (usually one fund per start-up). [read post]
30 Nov 2021, 8:01 am by Silver Law Group
Alphonse Stazzone (Alphonse Joseph Stazzone CRD:#4908107) is a previously registered broker and whose last known employer was Monmouth Capital Management LLC (CRD#:290248) of Holmdel, New Jersey. [read post]
30 Mar 2022, 5:52 am by The White Law Group
  According to a letter to shareholders on March 28, Mackenzie Capital Management has launched a tender offer to purchase shares of CPA:18 Global for 8.00 per share. [read post]
6 Dec 2018, 5:48 pm by Barbara S. Mishkin
The Attorneys General of 42 states and the District of Columbia (collectively, the States) have entered into an Assurance of Voluntary Compliance/Assurance of Discontinuance  (Agreement) with Encore Capital Group, Inc. and its subsidiaries, Midland Funding, LLC and Midland Credit Management, Inc., (collectively, Midland) to settle allegations relating to Midland’s debt collection practices. [read post]
23 Oct 2017, 6:28 am by Doug Cornelius
You can show projected returns Sources: Rule 206(4)-1, the advertising rule Clover Capital Management, Inc. 1986 No Action Letter Backtesting Performance Failure [read post]
13 Feb 2012, 1:17 pm by WIMS
DOE should develop explicit objectives and standards of performance for managing the Portfolio during the construction phase of the projects and beyond. [read post]
26 Jun 2019, 11:05 am by Astarita
Memon has served as a senior advisor to Chairman Clayton on legal, policy and management matters affecting all aspects of the agency’s mission, including rulemaking, enforcement, examinations and internal agency operations. [read post]
14 Dec 2011, 7:05 pm
Asta Funding Asset Acceptance Portfolio Recovery Associates LR Credit 10, 15, or 13 LLC Erin Capital Management, LLC Colorado Capital Investments, Inc. [read post]
20 Mar 2016, 5:55 am by Adam Weinstein
 The manager of ACF is Aequitas Capital Management, Inc. [read post]
20 Apr 2021, 9:33 am by The White Law Group
These shares of Series A common stock began trading on the Nasdaq Capital Market on October 7, 2020 under the symbol “SQFT”. [read post]