Search for: "Capital Records, LLC"
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5 May 2021, 10:48 am
GPB Capital sold unregistered, high commission limited partnership interests in eight alternative-asset investment funds. [read post]
13 Sep 2012, 1:32 pm
In addition, Florida LLCs will now be able to have a non-economic member (i.e., one without a capital account), which should facilitate debt financing. [read post]
1 Jul 2009, 8:06 pm
Focht, the former Chief Operating Officer of 3V Capital Management LLC. [read post]
12 Apr 2021, 8:32 am
According to publicly available records filed with the SEC, broker-dealer Uhlmann Price Securities, LLC likely received sales compensation for selling the GPB funds to retail investors. [read post]
5 Aug 2022, 12:02 pm
He has reportedly been affiliated with the following firms during his career in the securities industry: 11/1/2019, SPARTAN CAPITAL SECURITIES, LLC (CRD#:146251), Garden City, NY 09/14/2016 – 12/02/2019, SW FINANCIAL (CRD#:145012), MELVILLE, NY 12/01/2015 – 09/30/2016, PRIMARY CAPITAL, LLC (CRD#:127921), Garden City, NY 01/10/2011 – 11/30/2015, ROCKWELL GLOBAL CAPITAL LLC (CRD#:142485), MELVILLE, NY … [read post]
7 Oct 2011, 7:35 am
Mclean, VA -- LDiscovery, LLC (“LDiscovery” or “the Company”) announced that its current management team, led by CEO Chris Weiler, has partnered with WestView Capital Partners to recapitalize the Company. [read post]
20 Sep 2022, 2:07 pm
This includes differing capital contributions as well as unique arrangements for distributions to members. [read post]
13 Apr 2021, 4:57 am
According to publicly available records filed with the SEC, broker-dealer Dempsey Lord Smith, LLC likely received sales compensation for selling the GPB funds to retail investors. [read post]
31 Jul 2017, 3:28 am
Plaintiff’s opposition served up additional “valid purposes” to inspect books and records, including verifying the accuracy of K-1s reflecting deficits in plaintiff’s capital accounts, determining the value of his membership interests, and investigating a suspect sale transaction involving one of the real estate LLCs. [read post]
9 Apr 2012, 8:29 am
An LLC operating agreement combines several concepts in one document that are recorded in multiple separate agreements when organizing a corporation. [read post]
15 Feb 2021, 7:31 am
The attorneys at Gana Weinstein LLP are investigating BrokerCheck records reports that financial advisor Thomas Duggan (Duggan), currently employed by Aegis Capital Corp. [read post]
12 Nov 2013, 11:49 am
It addresses record keeping and the rights of members to inspect corporate and accounting records of the company.Anti-dilution Protections The anti-dilution provisions allow a member to maintain its membership interest percentage in the case when the LLC issues membership interests to new members. [read post]
13 Sep 2021, 2:00 pm
For example, if you want to form ABC Capital, LLC, but there is already an ABC Capital, Inc., that would present a conflict making the proposed name unavailable. [read post]
23 Feb 2012, 7:00 am
After all, Freeman had just under-capitalized the LLC, and did so by distributing funds to himself only to turn around and help pay legal fees for the LLC. [read post]
8 Aug 2022, 6:39 pm
Essential Background Facts Two members formed an LLC without a written LLC agreement but agreed orally that each would have a 50% ownership interest, each would co-manage the LLC, and each contributed an equal amount of capital. [read post]
28 Oct 2019, 3:49 pm
As we previously reported, the SEC, FINRA, the FBI, and the State of Massachusetts are investigating GPB Capital Holdings LLC (“GPB”) related to the accuracy of GPB’s disclosures of financial information to its investors. [read post]
15 Feb 2019, 6:00 am
CHC Investments LLC v. [read post]
20 Feb 2019, 6:04 am
According to BrokerCheck records financial advisor Philip Rosensweig (Rosensweig), currently employed by WestPark Capital, Inc. [read post]
2 Dec 2012, 5:26 am
Corporations can also raise large amounts of capital quickly by selling stock, something LLCs cannot do. [read post]
9 Dec 2020, 7:27 am
For example, if you want to form ABC Capital, LLC, but there is already an ABC Capital, Inc., that would present a conflict making the proposed name unavailable. [read post]
