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5 Dec 2007, 6:40 pm
Related Web Resources: Rafferty Capital settles charges for $400K, Crainsnewyork.com, November 29, 2007 Rafferty Capital Markets, LLC [read post]
31 Jan 2012, 12:52 pm
Auriga Capital Corp. v. [read post]
5 Apr 2022, 7:25 am
(CRD#:21786), and American Capital Partners, LLC (CRD#:119249), also of Hauppauge. [read post]
20 Nov 2019, 4:00 pm
Finally, Hopkins alleged that Ackerman did not allow Hopkins to access the LLCs’ books and records.[4] Plaintiffs brought claims for breach of fiduciary duty, conversion, corporate waste, breach of contract, and declaratory judgment in 2018. [read post]
20 Apr 2021, 2:46 pm
According to publicly available records filed with the SEC, International Assets Advisory, LLC likely received sales compensation for selling the GPB funds to retail investors. [read post]
24 Apr 2013, 9:38 am
Capital Advisors and former S.A.C. trader Mathew Martoma. [read post]
28 Nov 2017, 6:38 am
The investment lawyers of Gana LLP are investigating claims against Aegis Capital broker, Paul Falcon (Falcon). [read post]
12 Jun 2023, 2:27 am
Upon closing of the merger, the frozen-out member immediately ceases to own a membership interest in the active company, which immediately terminates the member’s standing to sue derivatively, petition for dissolution, or seek access to the company’s books and records. [read post]
31 Jan 2023, 1:13 pm
The round was led by an affiliated fund of Greenbacker Capital Management LLC, which provides flexible capital and best-in-class guidance for growth-stage clean energy companies. [read post]
21 Aug 2019, 3:00 am
This Gibson Dunn memo reviews the Chancery Court’s recent transcript ruling in Bay Capital Finance, LLC v. [read post]
7 Feb 2022, 1:26 pm
Katherine Hill Ritchie, who owns an investment and advisory firm targeted towards family offices called Private Capital Investments, LLC, joined the corporation last week as ... [read post]
21 Mar 2022, 1:08 pm
Joe Friedman, partner, Edge Capital Markets led a team that included Cristine Kleine, Wilson Purcell and Joshua Norwitz which represented the seller, RFF Collington LLC. ... [read post]
18 Jan 2023, 6:42 am
Voting in Proportion to Capital Contributions. [read post]
9 Dec 2019, 5:34 pm
The attorneys at Gana Weinstein LLP are investigating BrokerCheck records reports that financial advisor Nicholas Schiano (Schiano), currently employed by Spartan Capital Securities, LLC (Spartan Capital) has been subject to at least two customer complaints during the course of his career. [read post]
15 Mar 2021, 8:05 am
The post Jeffrey Stanga, FMN Capital Corp. [read post]
15 Mar 2021, 8:05 am
The post Jeffrey Stanga, FMN Capital Corp. [read post]
14 Sep 2022, 12:32 pm
The attorneys at Gana Weinstein LLP are investigating BrokerCheck records reports that Travis Justin Lippman, formerly employed by Primary Capital, LLC and now with Spartan Capital Securities, has been subject to at least four customer complaints during his career. [read post]
26 Feb 2018, 3:49 am
The notice went on to explain that since the “book value” of the plaintiff’s membership interest was no more than his $60,000 capital contribution, the LLC owed him nothing for his interest and was keeping the $60,000 as an offset against damages owed by the plaintiff to the LLC. [read post]
20 Sep 2021, 3:41 am
The court concluded that on the record before it, James did not establish that JKM’s conduct as a matter of law constituted a waiver of the notice provision, for two reasons. [read post]
4 Jun 2020, 1:02 pm
A supporting affidavit filed concurrently with the deed explained that “[t]he conveyance of real property constitutes a capital contribution to the Grantee limited liability company. [read post]
