Search for: "Capital Transaction Group Inc."
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9 Aug 2023, 10:26 am
., Senior Vice President, Head of Complex Claims – North American Liability at AXIS Capital Holdings, Ltd., Joseph P. [read post]
28 Jul 2023, 1:02 pm
In September of 2019, Vereit Inc., a publicly traded REIT formerly known as American Realty Capital Properties (ARCP) founded by Nicholas Schorsch and his partners at AR Global (formerly AR Capital), agreed to pay a total of $738.5 million to settle a class action lawsuit. [read post]
26 Jul 2023, 9:01 pm
Thank you, Chair Gensler. [read post]
25 Jul 2023, 10:43 am
The transaction is expected to be completed in the second half of 2023, subject to regulatory approvals. [read post]
20 Jul 2023, 10:45 am
SagePoint Financial Inc. [read post]
17 Jul 2023, 9:05 pm
The volume of secondary sales dwarfed the number of primary sales, so that the exchange transactions functioned primarily to provide liquidity in the token rather than provide Ripple with capital. [read post]
13 Jul 2023, 12:22 pm
Over $1 million in investor capital remained in cash, as Kim was reportedly unable to find enough shares to purchase with the customers’ investments. [read post]
10 Jul 2023, 9:27 am
His record indicates he was registered with the following firms among others during his career: 04/24/2020 – 05/13/2021, AMERICAN TRUST INVESTMENT SERVICES, INC. [read post]
10 Jul 2023, 6:47 am
’s agreement to acquire Trump Media & Technology Group Corp. [read post]
5 Jul 2023, 12:52 pm
These filings included audited financial statements and were related to GPB Capital Holdings, LLC (GPB Capital). [read post]
29 Jun 2023, 8:30 am
., Green Vista Capital. [read post]
20 Jun 2023, 8:17 am
Holts was reportedly affiliated with the following firms during his career: 10/09/2020 – 07/15/2021, WORLD CAPITAL BROKERAGE, INC. [read post]
15 Jun 2023, 7:33 am
Private equity firm Cornell Capital had acquired Instant Brands Acquisition Holdings Inc. in 2018, investing $300 million. [read post]
7 Jun 2023, 8:52 am
His previous employers included Spartan Capital Securities, LLC (CRD# 146251) of New York, NY, Western International Securities, Inc. [read post]
6 Jun 2023, 7:49 am
Cohen’s other business activities reportedly include Eqis Capital Management, according to his BrokerCheck report. [read post]
26 May 2023, 11:29 am
(CRD#:6312), LAND O’ LAKES, FL, B, 11/04/2010 – 04/10/2013, NEWPORT COAST SECURITIES, INC. [read post]
17 May 2023, 12:30 pm
Jensen was reportedly affiliated with Tembion Capital Management in Santa Fe, New Mexico from 2012 until 2022. [read post]
17 May 2023, 11:30 am
The Mass. broker was also registered as an investment advisor with Capital Planning Group of Massachusetts, Inc. [read post]
11 May 2023, 10:02 pm
The company filed a form D to raise capital from investors for the offering Vinebrook Homes Trust Inc., a non-traded REIT. [read post]
11 May 2023, 12:36 pm
HSBC Securities Inc and Scotia Capital have agreed to pay $15 million and $7.5 million, respectively, to settle charges with the SEC. [read post]
