Search for: "Challenge Financial Investors, Corp." Results 21 - 40 of 415
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23 Feb 2009, 4:49 am
No-Action Letters for Shareholder Proposals: The Challenge of Reading the Tea Leaves One of the toughest jobs that Corp Fin faces ahead of every proxy season is making hundreds of no-action determinations related to Rule 14a-8 exclusion requests. [read post]
17 Apr 2012, 11:34 pm
(In 2008, Enron investors and shareholders received their respective shares of over $7.2 billion from financial institutions accused of playing a part in the company’s collapse. [read post]
19 Jul 2020, 9:17 am by Francis Pileggi
The Chancellor of the Delaware Court of Chancery recently presented a challenge to controller Jeffries Financial Group Inc. [read post]
12 Jan 2022, 10:09 am by Francis Pileggi
Will rejected most of a motion to dismiss consolidated breach of disclosure duty charges against SPAC Churchill Capital Corp III, its founder/controller Michael Klein and his hand-picked directors and officers, finding their merger proxy may have misled public investors into backing Churchill’s acquisition of healthcare cost manager MultiPlan Corp. rather than redeeming their shares. [read post]
12 Jan 2012, 10:52 am by Steve Bainbridge
And he picked quite a good authority: The great financial analyst Benjamin Graham had little faith that investors, large or small, would take intelligent action. [read post]
15 Aug 2023, 9:02 pm by Meredith Ervine
If you’re outside counsel, you can still take the opportunity post-earnings to improve your value-add in future quarters by listening to the Q&A and brushing up on how the company, analysts and investors view the company’s business and financial results. [read post]
24 Nov 2012, 5:17 pm
Not Prepared for Next Inevitable Financial Crisis, Says Ex-SEC Chair, Institutional Investor Securities Blog, July 30, 2012 [read post]
30 Jul 2011, 12:28 pm by Tomassi Law Associates
Citigroup, Student Loan Reach $13.5 Million Investor Accord Former stockholders of Citigroup Inc.s Student Loan Corp., bought by Discover Financial Services in December for $30 a share, are to receive another $2.50 a share under a $13.5 million settlement filed in court. [read post]
24 Sep 2020, 8:23 am by Rene T. McNulty
In addition to the CFPB’s lawsuit and settlement with NDG Financial Corp. and related investors in connection with offshore payday lending, the ITT-related cases are among the rare CFPB actions involving investors. [read post]
28 Mar 2017, 3:27 am by Broc Romanek
Back in early February, the SEC’s Acting Chair – Mike Piwowar issued a statement directing the Corp Fin Staff to revisit the pay ratio rule & requested public comment about any challenges in complying with the rule. [read post]
11 May 2015, 2:37 pm by D. Daxton White
 Issuers are not required to maintain a secondary market, as a result selling RCNs can be very challenging. [read post]
12 Nov 2015, 12:15 am
Belgium; JGC Corp. v, Spain; plain packaging; global supply chain; intellectual properties; interaction between trade and investment law; geopolitics of the TPP; transparency; harmonization; standards of protection; investor-state dispute settlement. [read post]
18 Dec 2015, 4:55 am by Randi Morrison
See my earlier blog on this study, and comments submitted to Corp Fin to date on its Disclosure Effectiveness initiative. [read post]
14 Nov 2023, 6:31 am
With challenging macroeconomic factors and recession worries top of mind in the last several years, shareholders and corporate governance advocates are showing increased interest in curbing excessive CEO and executive financial windfalls upon termination. [read post]
14 Nov 2023, 6:31 am
With challenging macroeconomic factors and recession worries top of mind in the last several years, shareholders and corporate governance advocates are showing increased interest in curbing excessive CEO and executive financial windfalls upon termination. [read post]