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29 Jun 2011, 1:58 pm
A 35-year-old former vice president of banking giant Citigroup Inc. returned from a trip to Bangkok, Thailand, on Sunday to learn that there was a warrant out for his arrest. [read post]
14 Jun 2016, 6:10 am
In Citigroup Inc., et al. v. [read post]
28 Nov 2009, 4:11 pm
Court of Appeals for the First Circuit to keep its auction-rate securities lawsuit against the brokerage division of Citigroup Inc. in court. [read post]
29 Dec 2017, 12:31 pm
Citigroup Global Markets Reportedly displayed inaccurate research ratings According to the Financial Industry Regulatory Authority, the regulator fined Citigroup Global Markets Inc. $5.5 million on Thursday and required the firm to pay at least $6 million in compensation to retail customers for displaying inaccurate research ratings for numerous equity securities. [read post]
2 Jun 2014, 3:44 am
Rakoff, J.) refusing to approve a settlement between SEC and Citigroup Global Markets Inc. [read post]
31 Aug 2012, 5:42 pm
Citigroup Inc. [read post]
23 Feb 2012, 8:37 am
District Judge Victor Marrero approved a settlement in which Citigroup Inc., the nation’s third-largest bank, agreed to pay $158.3 million to settle claims that it defrauded the federal government by misleading the government into insuring high-risk home mortgages. [read post]
30 Mar 2012, 10:58 am
Citigroup Global Markets, Inc., 2012 WL 851807 (2d Cir. [read post]
22 Apr 2009, 6:14 am
Braintree's suit was filed against Citigroup Global Markets, Inc. and Citi Smith Barney in the U. [read post]
30 Nov 2011, 8:19 am
Below is Bloomberg piece about our client's $383 million FINRA arbitration claim against Citigroup Global Markets, Inc. related to hedge funds, private equity, and derivatives. [read post]
30 Nov 2008, 5:39 pm
Professor Larry Ribstein ponders here in a thought-provoking post about the corporate governance implications of a former Treasury Secretary such as Robert Rubin who, as a sophisticated and very highly paid member of the board of Citigroup, Inc., either did not see or did not take action to avoid his company's exposure to the economic tidal wave that led to the recent near-demise of the gargantuan financial institution known in some circles simply… [read post]
9 Jun 2011, 11:57 am
Major U.S. banks came under growing pressure from banking regulators to improve the security of customer account information after Citigroup Inc became the latest high-profile victim of a large-scale cyber attack. [read post]
14 Aug 2009, 8:34 am
The Bankruptcy Estate of Terra Securities ASA and seven Norwegian municipalities have filed a securities fraud action against Citigroup Global Markets, Inc. and related entities, as reported in the Wall Street Journal and news wires. [read post]
16 May 2007, 4:35 am
Last week, Citigroup Global Markets Inc. said it would pay a $200,000 fine to settle charges by the Securities and Exchange Commission. [read post]
16 Oct 2009, 7:06 am
Citigroup Inc. has sold its first LNG cargo on the spot market to GDF Suez. [read post]
15 Mar 2012, 12:00 pm
Securities and Exchange Commission and Citigroup Global Markets Inc. are likely to prevail in showing the New York judge was out of line in rejecting their $285 million settlement last fall. [read post]
31 Oct 2014, 7:57 pm
Wal-Mart Stores, Inc. v. [read post]
6 Dec 2011, 9:07 am
., office of Citigroup Global Markets Inc., has been fined and suspended by the Financial Industry Regulatory Authority, or FINRA, for her failure to supervise a sales assistant who misappropriated almost $750,000 from customers. [read post]
20 Apr 2012, 6:58 pm
Citigroup Inc Chief Executive Vikram Pandit and the bank’s directors have been sued for allegedly giving paying top executives at the bank too much money. [read post]
3 Dec 2018, 11:27 am
A preliminary $182M settlement has been reached in a benchmark rigging lawsuit between investors and banks Citigroup Inc. [read post]
