Search for: "Citigroup Financial Products, Inc."
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25 Jun 2015, 6:18 am
From June 2003, until April 2009, Tricarico was associated with Citigroup Global Markets Inc. [read post]
7 May 2013, 6:34 am
According to media, an Ohio pension fund, the Sheet Metal Workers Local 33 Cleveland District Pension Plan, is seeking damages against Goldman Sachs, Citigroup Inc. and ten other banks that, according to the pension fund, have restrained competition for credit default swaps (CDS) in violation of federal antitrust law. [read post]
30 Aug 2009, 10:55 am
In my recent paper, currently in the submission process, Treasury Inc.: How the Bailout Reshapes Corporate Theory and Practice, I explore the implications of the U.S. [read post]
1 May 2014, 6:40 am
There are legitimate defenses to promissory note claims and financial advisors should research their rights before simply agreeing to settle such claims. [read post]
14 Feb 2012, 12:39 pm
In two lawsuits in federal court in Indiana and two administrative proceedings filed on January 30, 2012 and described here, the SEC accused employees and accountants of Thornton Precision Components (based in Sheffield, England) of an accounting fraud "so pervasive that it distorted the financial statements of the parent company," Symmetry Medical Inc., an Indiana-based manufacturer of medical devices and aerospace products. [read post]
10 Sep 2015, 9:39 am
Since 2000 Frechter was associated with Citigroup Global Markers Inc. [read post]
26 Sep 2022, 1:56 pm
His former employers are Citigroup Global Markets Inc. [read post]
15 Jan 2014, 2:22 pm
Of the more than $1 million to be paid, $550,000 comes in the form of a fine to be split by Stifel, Nicolaus & Co., Inc. and Century Securities Associates Inc. [read post]
13 Mar 2013, 7:58 am
For example: In its 10-K filed on March 1, 2013, Citigroup Inc. disclosed that it “ha[s] been, and will continue to be, subject to an increasing risk of cyber incidents. [read post]
13 Mar 2013, 7:58 am
For example: In its 10-K filed on March 1, 2013, Citigroup Inc. disclosed that it “ha[s] been, and will continue to be, subject to an increasing risk of cyber incidents. [read post]
16 Nov 2006, 11:53 am
Customers include Citigroup, Credit Suisse, Babcock & Brown, First Data Corporation and other business practice leaders. [read post]
8 Mar 2010, 3:10 pm
The write-down included 57 issues of student loan-backed securities that were purchased from Citigroup for over $1 billion in 2007 and early 2008, when they were sold to the state as tax equivalents that could be liquidated within 7 to 10 days. [read post]
17 Sep 2007, 1:25 am
Ann's Realty Corp.NASSAU COUNTYReal PropertyDefendant Provides No Basis to Vacate Foreclosure Sale; No Right of Redemption Permitted After SaleHomecomings Financial Network Inc. v. [read post]
28 Nov 2007, 1:25 pm
A number of them, including Morgan Stanley and Citigroup Inc. unit Smith Barney, ratchet up demands on experienced brokers. [read post]
10 Nov 2010, 8:30 am
and Elizabeth Sacksteder of Citigroup Inc. [read post]
2 Jan 2018, 6:58 am
Previous registrations include Citigroup Global Markets Inc., Morgan Stanley DW Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, F&G Securities, Inc., and Diones & Company. [read post]
14 Nov 2011, 2:13 pm
The enforcement actions often involved highly complex financial products and transactions. [read post]
14 Feb 2012, 1:03 pm
Massachusetts’ subpoena on Friday comes a day after Bank of America, Citigroup Inc., Wells Fargo & Co., JP Morgan Chase & Co., and Ally Financial Inc. agreed to settle for $25 billion allegations accusing them of engaging in abusive mortgage practices. [read post]
12 Aug 2019, 12:05 pm
Holds were placed on the company’s inventory, and CannTrust says this will cause a product shortage. [read post]
11 Oct 2018, 10:58 am
He later went on to work at other financial firms, including UBS PaineWebber, Prudential Securities, Wachovia Securities, Citigroup Investment Services, Great Western Financial Securities Corp., and Euro-Atlantic Securities Inc. [read post]
