Search for: "Citigroup Financial Products Inc."
Results 101 - 120
of 155
Sorted by Relevance
|
Sort by Date
8 Nov 2023, 10:14 pm
The regulator sanctioned Citigroup Global Markets, Inc; Morgan Stanley & Co., LLC; UBS Financial Services; and Wells Fargo Advisors, LLC a total of more than $9.1 million for selling leveraged and inverse exchange-traded funds (ETFs) without reasonable supervision and for not having a reasonable basis for recommending the securities. [read post]
26 Mar 2012, 7:12 am
" Other Wall Street banks, including Barclays PLC's Barclays Capital, Bank of America Merrill Lynch and Citigroup Inc., are also looking at their processes for managing potential conflicts when getting hired on deals, in an effort to err on the side of caution especially given the heightened scrutiny on the issue, said people familiar with the matter. [read post]
12 Jan 2008, 7:06 am
And the minute my adjustable-rate mortgage was registered in the title books in 2001, I got several solicitations a week in the mail from fly-by-night mortgage brokers offering to refinance my mortgage with ludicrous financial products. [read post]
29 Sep 2011, 5:53 pm
Citigroup Inc. said last week it was raising fees on certain checking accounts but would not charge fees for using debit cards. [read post]
13 Jul 2010, 11:35 am
Inc. [read post]
24 Jun 2022, 9:58 am
In a joint stipulation filed by Costco Wholesale Corp. and the defendants, including Visa Inc., Mastercard Inc., Bank of America Corp., JPMorgan Chase & Co., Citigroup Inc., and Wells Fargo & Co., the parties told the court that the wholesale retailer “fully settled all of its claims against all of the defendants” but did not disclose details of the deal. . . . [read post]
24 Jun 2022, 7:23 am
In a joint stipulation filed by Costco Wholesale Corp. and the defendants, including Visa Inc., Mastercard Inc., Bank of America Corp., JPMorgan Chase & Co., Citigroup Inc., and Wells Fargo & Co., the parties told the court that the wholesale retailer “fully settled all of its claims against all of the defendants” but did not disclose details of the deal. . . . [read post]
23 Jan 2011, 8:25 pm
Haldex Brake Products Corp (Patents Post Grant Blog) District court N D Illinois: Pequignot does not address pleading requirements for false marking intent to deceive: Patent Compliance Group Inc. v. [read post]
11 Feb 2021, 8:10 am
Among the institutions on the pilot list are major banks like Capital One Financial Corp., Citigroup Inc., Goldman Sachs Group Inc., JPMorgan Chase & Co., and Wells Fargo Co. [read post]
15 Jun 2012, 11:30 am
In a Motion to Suppress and a Motion to Dismiss, the defendants raised issues regarding DOJ's relationship with Control Components, Inc. [read post]
24 Jul 2020, 12:10 am
She has also served as Assistant Vice President and Counsel at AXA Financial, Inc. and as an Assistant District Attorney for the Kings County District Attorney's Office. [read post]
24 Jul 2020, 12:10 am
She has also served as Assistant Vice President and Counsel at AXA Financial, Inc. and as an Assistant District Attorney for the Kings County District Attorney's Office. [read post]
8 Jan 2010, 7:46 am
[Snip] Countrywide has taken advantage of its core assets - underwriting expertise and a very large customer base - to create affiliated companies that offer products and services those customers may need. [read post]
20 Apr 2023, 8:08 am
In light of such security reasons, Bank of America, Goldman Sachs, Citigroup Inc., Deutsche Bank AG and Wells Fargo & Co. have all banned ChatGPT (Source) to minimize the chances of confidential and personal identifying information being leaked. [read post]
5 Apr 2011, 6:01 pm
to encourage additional financial support for AIG? [read post]
20 Mar 2009, 7:00 am
You can separately subscribe to the IP Think Tank Global Week in Review at the Subscribe page: [duncanbucknell.com] Highlights this week included: WIPO review of UDRP disputes - record number of complaints handled by WIPO in 2008 (WIPO) (Out-Law) (Michael Geist) (Managing Intellectual Property) (Class 46) (Intellectual Property Watch) (Law360) Goverment outlines new creative industries’ Digital Rights Agency proposed in Digital Britain report (Out-Law) (IP finance) (Intellectual… [read post]
12 May 2015, 2:43 pm
The issuer is not required to maintain a secondary market, and, like most structured products, there may be no buyer if the investor needed to liquidate the RCN prior to maturity. [read post]
18 Apr 2024, 9:01 pm
That meant that companies had meaningful financial incentives to exaggerate, or make misleading statements about, their supposed ESG activities or products. [read post]
19 Jul 2008, 9:35 am
Apr. 11, 2008)(per curiam)(HCLC, ILA)[21] Ansell Healthcare Products, Inc. v. [read post]
18 Apr 2011, 9:57 am
Citigroup (08/16/10) (SDNY) (Hon. [read post]
