Search for: "Citigroup Inc "
Results 61 - 80
of 1,146
Sort by Relevance
|
Sort by Date
11 Jun 2021, 5:47 am
FINRA Censures and Fines Citigroup Global Markets Inc. for Failed Supervisory System (BrokeAndBroker.com Blog)CFTC Charges Former Energy Broker and Its Owner with Misappropriation of Nonpublic Information, Fraud, and Supervision Violations (CFTC Release)Las Vegas Woman Pleads Guilty To $10 Million Tech Support Fraud Scheme That Exploited The Elderly / Technical Support Scheme Deceived More Than 7,500 Victims Across the United States and Canada, Many of Whom Are Elderly, into… [read post]
7 Jun 2021, 6:55 am
Citigroup Inc. [read post]
27 May 2021, 11:42 am
Following his employment with Morgan Stanley DW INC, Cahill was employed by Citigroup Global Markets INC, where he spent three years, from 2005 to 2009. [read post]
27 May 2021, 11:42 am
Following his employment with Morgan Stanley DW INC, Cahill was employed by Citigroup Global Markets INC, where he spent three years, from 2005 to 2009. [read post]
27 May 2021, 9:15 am
Lenders, including Capital One (COF.N), Citigroup (C.N) and JPMorgan (JPM.N), have been sending out more promotions to enroll new customers and encourage borrowers to spend, said Andrew Davidson of marketing-tracker Mintel Comperemedia. [read post]
21 May 2021, 10:23 am
Citigroup Global Markets Inc., which paid more than $12 million to settle charges that its affiliated dark-pool operator misled subscribers with assurances that high-frequency traders were not permitted to trade in the dark pool. [read post]
3 May 2021, 9:05 pm
Consider the $300 million in fees Chinese e-commerce behemoth Alibaba paid its underwriters—Citigroup, Inc., Credit Suisse Group AG, Deutsche Bank, Goldman Sachs Group, Inc. and JPMorgan Chase Co. [read post]
7 Apr 2021, 6:38 am
From 2001 through 2006, Porter was registered with Citigroup Global Markets, Inc. [read post]
25 Feb 2021, 9:08 am
If CLO litigation flows down to the level of the originators, cov-lite loans will thus probably play a significant role. [1] In re Citigroup Inc. [read post]
18 Feb 2021, 9:15 am
Citi Loses Bid to Recoup Massive Mistake in Surprise RulingBloomberg Law – February 16, 2021 Citigroup Inc. unexpectedly lost a legal battle to recover half a billion dollars it sent Revlon Inc. lenders, after the embarrassing blunder forced it to answer to regulators and tighten its internal controls. [read post]
11 Feb 2021, 8:10 am
., Citigroup Inc., Goldman Sachs Group Inc., JPMorgan Chase & Co., and Wells Fargo Co. [read post]
28 Jan 2021, 9:34 am
., Citigroup Inc., Goldman Sachs Group Inc., JPMorgan Chase & Co., and Wells Fargo Co. [read post]
22 Jan 2021, 12:13 pm
His previous employers include Morgan Stanley Smith Barney (CRD#:149777) and Citigroup Global Markets Inc. [read post]
19 Jan 2021, 8:16 am
Hanaur & Company, Smith Barney Inc., Citigroup Global Markets Inc., Wells Fargo Clearing Services LLC and is currently working for Raymond James & Associates, Inc. [read post]
29 Dec 2020, 12:04 pm
(CRD#:6363), Morgan Stanley Smith Barney (CRD#:149777) and Citigroup Global Markets Inc. [read post]
15 Dec 2020, 9:45 am
(Citigroup). [read post]
7 Dec 2020, 12:15 pm
Citigroup Inc. et al., Civil Action No. 14-373-RGA (D.Del. [read post]
12 Nov 2020, 6:40 am
Continue reading The post Citigroup Global Markets Inc. [read post]
9 Nov 2020, 2:43 am
The defendants included affiliates of Bank of America Corp, Barclays Plc, Citigroup Inc, Goldman Sachs Group Inc, JPMorgan Chase & Co, Morgan Stanley, Royal Bank of Canada and Wells Fargo & Co. [read post]
29 Oct 2020, 7:36 am
Legal and Regulatory Developments SPOTLIGHT: The DOJ Is Investigating Visa’s $5.3 Billion Bid for Plaid on Antitrust GroundsTech Crunch – October 28, 2020 It’s not just big tech that’s getting the antitrust treatment from the Department of Justice. [read post]
