Search for: "Citigroup Trust"
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28 May 2018, 1:42 pm
The district court granted Wilmington Trust's motion, and entered judgment permitting Wilmington Trust to foreclose on the Robs' home. [read post]
26 Apr 2018, 9:30 pm
Senate Majority Leader Mitch McConnell (R-Ky.) said that Pompeo has “earned the trust of the career officers at the CIA, and I am certain he will be an excellent Secretary of State. [read post]
5 Apr 2018, 7:55 pm
Foster v National Collegiate Student Loan Trust 2007-4. [read post]
6 Feb 2018, 12:38 pm
According to the Order, a former registered representative with the company, Jeffrey Dragon, generated approximately $417,000 in concessions for himself and the firm, at the expense of his customers, by recommending and effecting a pattern of unsuitable short-term trading of unit investment trusts (UITs). [read post]
2 Jan 2018, 6:58 am
LaCerte was suspended for allegedly engaging in an unsuitable pattern of short-term trading of Unite Investment Trusts (UITs) in over 100 customer accounts. [read post]
14 Dec 2017, 10:48 pm
Other banks involved in the settlement include Bank of America and Citigroup. [read post]
16 Nov 2017, 12:47 pm
Bank), not with the Trusts themselves. [read post]
16 Nov 2017, 12:47 pm
Bank), not with the Trusts themselves. [read post]
17 Sep 2017, 7:30 pm
The securitization will be effected in two transactions involving separate purchaser trusts, The National Collegiate Student Loan Trust (NCSLT) 2007-3 and NCSLT 2007-4. [read post]
6 Dec 2016, 9:01 am
” Here, the court reasoned, Maher Kara breached his duty of trust and confidence to Citigroup when he gave information to his brother, Michael, knowing that Michael would trade on it; Salman then inherited that duty and breached it when he traded on the confidential information. [read post]
29 Jun 2016, 4:27 pm
The Federal Reserve objected to the capital plans of Deutsche Bank Trust Corporation and Santander Holdings USA, Inc. based on qualitative concerns. [read post]
17 Jun 2016, 6:05 am
Halper, Orrick, Herrington & Sutcliffe LLP, on Monday, June 13, 2016 Tags: Fund litigation, Fund managers, Fund performance, Jurisdiction, Private equity, SEC, SEC enforcement, Securities enforcement, U.S. federal courts Citigroup: Delaware Court on “Holder Claims” Posted by Meredith Kotler, Cleary, Gottlieb, Steen & Hamilton LLP, on Tuesday, June 14, 2016 Tags: Delaware cases, Delaware law, Derivative suits, Disclosure, Fiduciary duties, Fraud-on-the-Market,… [read post]
9 Jun 2016, 12:08 pm
But can we really trust Uber’s statement that Xchange is not primarily focused on making money as well? [read post]
6 Apr 2016, 9:21 am
Here is theinsider trading page for Citigroup for an example.The insider trading definition that we are concerned about is the buying or selling of a security, in breach of a fiduciary duty or other relationship of trust and confidence, while in possession of material, nonpublic information about the security. [read post]
16 Feb 2016, 12:06 pm
The Panel further held that the Claimants could retain their investments in these DPPs, specifically MPF Senior Note Program I, Atlas America Series #25 – 2004, AmREIT Monthly Income & Growth II, Cole Credit Property Trust, and ArciTerra Note Fund II. [read post]
15 Feb 2016, 11:28 am
Among those funds is First Trust MLP and Energy Inc (NYSE:FEI) with $943 million in assets. [read post]
9 Feb 2016, 4:25 pm
To finance its mortgage operations, Impac, acting through affiliated entities, transferred its mortgages to a trust, which in turn, acting through an underwriter, sold the mortgage-backed securities to investors. [read post]
11 Sep 2015, 9:50 am
Digital Realty Trust, Inc., No. [read post]
26 Aug 2015, 12:31 pm
We know from the proposals themselves that the USTR is a completely captured agency, but these documents give us a peek into what that capture looks like in practice, showing that a huge part of the problem is that the USTR simply prioritizes and trusts corporate input into the process, with no equivalent hearing being given to civil society groups. [read post]
12 Aug 2015, 9:08 am
LLC – $500,000 The Northern Trust Company – $60,000 Oppenheimer & Co. [read post]
