Search for: "Citigroup Trust"
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16 Jul 2012, 7:08 pm
“In the US, these allegations could fall under the Sherman Anti-trust and/or the Clayton Unfair Trade Practices Acts, said Securities Lawyer Shepherd. [read post]
9 Apr 2012, 11:23 pm
The retirement board and Chicago’s benefit fund hold certificates that 25 New York trusts and one Delaware trust had issued, and BNY Mellon is the indentured trustee for both. [read post]
24 May 2020, 8:19 am
An ETF is a registered investment trust whose shares represent an interest in a portfolio of securities that track an underlying benchmark or index. [read post]
2 Apr 2012, 2:42 pm
However, according to the Economic Mobility Project (EMP) study by the Pew Charitable Trust, nearly 50% of both men and women fare worse economically after a divorce than they did when they were married. [read post]
3 Dec 2009, 4:07 pm
 To long-term investors, what happened to Citigroup is essentially exactly the same thing as failing. [read post]
14 Oct 2009, 11:19 am
At Citigroup the government holds a 34% interest. [read post]
10 Mar 2014, 10:55 am
Claimant’s request for margin interest expense is granted in the amount of $418,987.00 which includes prejudgment interest through May 17, 2013 at the legal rate provided by Florida law. 10-04327 Raveen Arora, Marguerite Arora, The Arora Family Trust Citigroup Global Markets, Inc., Morgan Stanley Smith Barney, LLC, Chuck A. [read post]
20 Oct 2011, 5:14 am
Most of the trusts made general information available. [read post]
7 Apr 2023, 4:15 am
[Jersey] No. 3 Ltd. v Citigroup Global Mkts. [read post]
14 Sep 2009, 2:53 am
This action follows the earlier dismissals of the auction rate securities lawsuits that had been filed against UBS (refer here) and Northern Trust (refer here). [read post]
29 Sep 2008, 1:53 pm
Likewise, Citigroup, Goldman Sachs, and JPMorgan Chase were sued by Freddie Mac investors over a $6 billion preferred stock offering in November 2007. [read post]
8 Jul 2014, 6:17 am
(Citigroup). [read post]
15 Jul 2014, 6:27 am
Prior to Sterne Agee, Mustaphalli was registered with Citigroup Global Markets Inc. [read post]
25 Apr 2008, 2:11 pm
These consumers assert that by conspiring to impose binding mandatory arbitration on consumers, the banks inflicted anti-trust injury. [read post]
23 Jun 2011, 8:24 am
Stone saying “the mother of all evil” referring to an exiting Sanford Weill, former Chairman of Citigroup. [read post]
3 Jul 2012, 7:17 am
Several of her clients are now claiming in a lawsuit that Thomas ”took advantage of the trust she had built ….and proposed that each invest into …. [read post]
3 Apr 2012, 2:00 am
Finally, we discuss decisions granting motions to dismiss “Say on Pay” shareholder suits brought derivatively on behalf of Intersil Corporation, BioMed Realty Trust, Jacobs Engineering Group and Umpqua Holdings Corporation. [read post]
23 Feb 2011, 1:54 pm
Non-traded real estate investments trusts (REITs) like Behringer Harvard REIT and Inland Western are a big hit with independent broker/dealers and financial advisors for their high commissions - sometimes up to 15%. [read post]
24 Oct 2009, 9:41 pm
OFIR also reached similar agreements with Citigroup, Banc of America Securities, Merrill Lynch, Comerica, and Wachovia. [read post]
6 Feb 2018, 12:38 pm
According to the Order, a former registered representative with the company, Jeffrey Dragon, generated approximately $417,000 in concessions for himself and the firm, at the expense of his customers, by recommending and effecting a pattern of unsuitable short-term trading of unit investment trusts (UITs). [read post]
