Search for: "Clayton Capital Partners, Inc."
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29 Jan 2019, 9:08 am
Hawaii Wildlife Fund, 18-260, and Kinder Morgan Energy Partners, L.P. v. [read post]
24 Oct 2018, 4:33 pm
Ironically, the hack into the EDGAR database, which was also the subject of testimony from SEC Chairman Jay Clayton before the Senate Banking Committee brought the SEC’s previously quiet but steadfast outsider trading foray into the spotlight. [read post]
19 Oct 2018, 6:08 am
Securities and Exchange Commission, on Saturday, October 13, 2018 Tags: AIG, Broker-dealers, Derivatives, Financial regulation, Market efficiency, SEC, SEC rulemaking, Swaps, Transparency Opening Statement at the SEC Open Meeting Posted by Jay Clayton, U.S. [read post]
21 Sep 2018, 6:10 am
Securities and Exchange Commission, on Saturday, September 15, 2018 Tags: Boards of Directors, Institutional Investors, Proxy advisors, Retail investors, SEC, Securities regulation, Shareholder voting Remarks to the SEC Investor Advisory Committee Posted by Jay Clayton, U.S. [read post]
4 Sep 2018, 3:35 pm
Supreme Court issued its unanimous decision in Cyan, Inc. v. [read post]
3 Sep 2018, 4:49 pm
On July 6, 2018, the Second Circuit ruled in favor of the policyholder in Medidata Solutions, Inc. v. [read post]
30 Aug 2018, 4:49 pm
On July 6, 2018, the Second Circuit ruled in favor of the policyholder in Medidata Solutions, Inc. v. [read post]
8 Jun 2018, 6:47 am
Securities and Exchange Commission, on Thursday, June 7, 2018 Tags: Banks, Capital requirements, Financial institutions, Financial regulation, Liquidity, Proprietary trading, Securities regulation, Volcker Rule [read post]
5 Apr 2018, 8:24 am
Similar to the SEC, the Financial Industry Regulatory Authority, Inc. [read post]
9 Feb 2018, 5:06 am
Vermeulen (Tilburg University), on Wednesday, February 7, 2018 Tags: Boards of Directors, Engagement, Institutional Investors, Securities regulation, Shareholder voting, Stewardship Top Universities for Corporate Directors Posted by Dan Marcec, Equilar Inc., on Wednesday, February 7, 2018 Tags: Board composition, Boards of Directors, Director nominations, Director qualifications, Diversity, Social… [read post]
26 Jan 2018, 6:32 am
Klingsberg, Cleary Gottlieb Steen & Hamilton LLP, on Friday, January 19, 2018 Tags: Boards of Directors, CalSTRS, Corporate Social Responsibility, ESG, Hedge funds, Institutional Investors, Pension funds, Shareholder activism, Shareholder proposals, Shareholder voting Letter from JANA Partners & CalSTRS to Apple, Inc. [read post]
2 Jan 2018, 5:08 pm
The world of directors’ and officers’ liability is always dynamic, but 2017 was a particularly eventful year in the D&O liability arena. [read post]
21 Dec 2017, 9:28 am
” While Clayton noted the SEC is committed to promoting capital formation in transformative and efficiency enhancing ways, he also highlighted the need for investor protection and transparency. [read post]
12 Dec 2017, 4:36 pm
The SEC also charged Lacroix’s partner, Sabrina Paradis-Royer, in connection with the scheme. [read post]
8 Dec 2017, 6:10 am
McIntosh, Wachtell, Lipton, Rosen & Katz, on Tuesday, December 5, 2017 Tags: Boards of Directors, Compliance and disclosure interpretation, No-action letters, Rule 14a-8, SEC, SEC rulemaking, Securities regulation, Shareholder proposals, Shareholder voting SEC Chairman’s Remarks on Small Business Capital Formation Posted by Jay Clayton, U.S. [read post]
14 Nov 2017, 3:27 am
Securities and Exchange Commission, Jay Clayton. [read post]
27 Oct 2017, 6:01 am
Peregrine, McDermott Will & Emery LLP, on Monday, October 23, 2017 Tags: Accountability, Boards of Directors, Compliance and disclosure interpretation, Corporate liability, Deregulation, DOJ, Liability standards, Misconduct, Risk oversight, SEC enforcement, Securities enforcement, Yates memo Index Investing Supports Vibrant Capital Markets Posted by Jasmin Sethi, BlackRock, Inc., on Monday, October 23,… [read post]
2 Oct 2017, 4:50 pm
___________________________________________________ Last week SEC Chairman Jay Clayton announced a data breach into the SEC’s EDGAR system, a vast database that contains information about company earnings, share dealings by top executives and corporate activity such as mergers and acquisitions. [read post]
28 Sep 2017, 12:22 pm
He is a valued colleague and has made countless contributions to the New York Office and the Commission,” said SEC Chairman Jay Clayton. [read post]
24 Mar 2017, 3:00 am
Clayton to recuse himself on enforcement matters related to former clients, such as Goldman Sachs Group Inc. and Barclays PLC, as well as companies represented by his firm before the SEC. [read post]
