Search for: "Clayton Frank"
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23 Nov 2020, 7:54 am
The Dodd-Frank Act required more than 80 rulemakings and dozens of reports and studies from the Commission. [read post]
5 Mar 2008, 8:45 am
Frank Pasquale over at Concurring Opinions has published an interesting post analyzing what the film Michael Clayton says about the current status and public perception of the legal profession. [read post]
7 Jun 2018, 7:22 am
Clayton’s testimony. [read post]
18 Jul 2017, 12:09 pm
” Although Dodd-Frank was not mentioned by name in this context, one cannot help but wonder how much the Chairman’s remarks were directed at that much maligned legislation. [read post]
18 Jul 2017, 12:09 pm
” Although Dodd-Frank was not mentioned by name in this context, one cannot help but wonder how much the Chairman’s remarks were directed at that much maligned legislation. [read post]
6 Apr 2010, 4:52 am
Clayton, 2008 CCA LEXIS 599 (A. [read post]
19 Dec 2019, 6:21 am
Posted by Jay Clayton, U.S. [read post]
31 May 2017, 8:55 am
Chairman Clayton will remain under Congressional pressure to finalize incomplete Dodd-Frank rules concerning clawbacks, hedging and pay for performance. [read post]
14 Dec 2020, 11:09 am
Jay Clayton says he will step down early as head of the SEC at the end of 2020. [read post]
31 May 2017, 8:55 am
Chairman Clayton will remain under Congressional pressure to finalize incomplete Dodd-Frank rules concerning clawbacks, hedging and pay for performance. [read post]
3 Mar 2017, 9:43 am
He has nominated Jay Clayton—a corporate attorney who has spent his career representing financial services firms in business transactions and regulatory disputes—to fill one of those vacancies and serve as SEC Chair. [read post]
3 Mar 2017, 9:43 am
He has nominated Jay Clayton—a corporate attorney who has spent his career representing financial services firms in business transactions and regulatory disputes—to fill one of those vacancies and serve as SEC Chair. [read post]
22 Jun 2018, 9:34 am
Representative David Scott (D-Ga) noted that the Dodd-Frank Act required both raising the standard for broker-dealers and harmonizing the standard for investment professionals. [read post]
9 Mar 2017, 5:47 am
[Am Law Daily] * Ninth Circuit says Dodd-Frank provides broad whistleblower protection, which sets up an intriguing circuit split for the roughly three weeks Dodd-Frank remains a law. [read post]
5 Jan 2017, 8:04 am
Chair White was saddled with the rule-making imperatives from Dodd-Frank. [read post]
5 Jun 2017, 7:48 am
He mentioned the reviews of investment adviser and broker-dealer regulations that have been conducted over the years, including the RAND study in 2006, a Dodd-Frank Act staff study in 2010-2011, and the SEC’s request for data and other information in 2013. [read post]
25 Apr 2011, 4:30 am
Frank often in connection with our work on the Stella Liebeck McDonald's hot coffee case. [read post]
17 Sep 2013, 10:56 am
(UM Ombuds Blog.)Related posts: ICANN Ombuds Launches Blog (Frank Fowlie); New Organizational Ombuds Blog (Clayton Gilman); Welcome Another Ombuds Blogger (Pamela Martin); Two Organizational Ombuds Launch Blogs (Bathabile Mthombeni, Wendy Friede; A New, Anonymous Ombuds Blog Launches; Higher Ed Ombuds Blogger Sees the Future; Higher Ed Ombuds Blogger Reveals a Secret; Higher Ed Ombuds Blogger Finds Silver Lining in UVA Resintatement; New Ombuds at Kidsports Blog About Their… [read post]
12 Oct 2018, 8:05 am
Specifically, the subcommittee may consider the treatment under Dodd-Frank of existing derivatives contracts that are amended to include new fallback provisions or otherwise reference alternative benchmark rates. [read post]
30 Jun 2017, 6:00 am
SEC’s Clayton Vows to Do More Exams with Less Funding in AdvisorHub SEC Chairman Jay Clayton testified to Congress on Tuesday morning that the agency will increase its examinations of investment advisers by 20% in the current fiscal year and nudge the numbers up a further 5% in fiscal 2018, despite requesting a slightly lower budget than in the current year. [read post]
