Search for: "Clayton Frank"
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7 Aug 2020, 3:03 am
SEC Chair Jay Clayton and Commissioners Elad Roisman and Allison Lee issued a statement of congratulations and news was first reported in ThinkAdvisor. [read post]
21 Sep 2017, 1:25 pm
The Securities and Exchange Commission has approved interpretive guidance to assist companies in their efforts to comply with the pay ratio disclosure requirement mandated by Section 953(b) of the Dodd-Frank Wall Street Reform and Consumer Protection Act. [read post]
28 Dec 2020, 4:00 am
Clayton County, Georgia, and its Effect on Pennsylvania's LGBTQ Community, (91 Pa. [read post]
20 Dec 2018, 6:54 am
Chairman Jay Clayton said: "The new rules will provide for clear and straightforward disclosure of company policies regarding hedging. [read post]
11 Apr 2022, 6:52 am
Lizarraga was involved with the drafting of the Dodd-Frank Act. [read post]
22 Jun 2018, 6:01 am
Gerard Comizio, Fried, Frank, Harris, Shriver & Jacobson LLP, on Monday, June 18, 2018 Tags: Banks, Capital requirements, Compliance and disclosure interpretation, Dodd-Frank Act, FDIC, Federal Reserve, Financial institutions, Financial regulation, Liquidity, Mutual funds, OCC, Proprietary trading, Volcker Rule T. [read post]
12 Feb 2020, 7:23 am
Naylor called it a "Frank Capra moment" where Clayton referenced retired veterans and teachers with "ceremony and reverence. [read post]
7 Aug 2017, 10:50 am
The SEC adopted the pay ratio disclosure rule in August 2015 to implement Section 953(b) of the Dodd-Frank Act. [read post]
5 May 2017, 6:00 am
Clayton at Sullivan & Cromwell LLP. [read post]
18 Dec 2017, 3:49 am
That includes leftover Dodd-Frank rulemakings like pay-for-performance, clawbacks and hedging. [read post]
31 May 2017, 3:34 am
Reportedly, SEC Chair Jay Clayton plans to tap one of his former Sullivan & Cromwell partners to lead the SEC’s Enforcement Division – Steve Peikin. [read post]
2 Aug 2013, 9:00 am
Clayton, in his now-unsuccessful effort to seek $600,000 in severance pay. [read post]
24 Jun 2019, 7:19 am
Chairman Clayton also credited Commissioner Peirce for her excellent leadership in the agency’s efforts to stand up the Dodd-Frank Title VII regulatory regime. Pierce declared, “These final rules are designed to ensure the financial integrity of dealers at the center of the critically important security-based swap market and represent an enormous effort on the part of our staff, particularly in the Divisions of Trading and Markets and Economic and Risk Analysis. [read post]
2 Jul 2018, 7:41 am
Peirce Section 922 of Dodd-Frank: Whistleblower Protection The Limit of Whistleblowers [read post]
16 Nov 2009, 6:04 am
The buzz is about divorce filings by Frank and Jamie McCourt, whose marital assets include the Los Angeles Dodgers. [read post]
24 Jul 2020, 6:10 am
Securities and Exchange Commission, on Thursday, July 23, 2020 Tags: Capital markets, Investor protection, Retirement plans, SEC, Securities enforcement, Securities regulation Statement by Chairman Clayton at Open Meeting to Adopt Amendments to the Proxy Solicitation Rules Posted by Jay Clayton, U.S. [read post]
26 Apr 2017, 3:15 am
Aides to Jay Clayton, Mr. [read post]
12 Aug 2010, 8:00 am
The opinion referenced SOX and the clawback provision (which has been amended in Dodd-Frank). [read post]
8 Jan 2021, 5:52 am
This post is based on her letter to outgoing SEC Chairman Jay Clayton. [read post]
20 May 2011, 4:45 am
(Higher Ed Ombuds.)Related posts: ICANN Ombuds Launches Blog (Frank Fowlie); New Organizational Ombuds Blog (Clayton Gilman); Welcome Another Ombuds Blogger (Pamela Martin); Two Organizational Ombuds Launch Blogs (Bathabile Mthombeni, Wendy Friede. [read post]
