Search for: "Clayton Frank"
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8 Jan 2021, 5:52 am
This post is based on her letter to outgoing SEC Chairman Jay Clayton. [read post]
4 Jan 2021, 9:00 am
(Robert Frank, CNBC). [read post]
28 Dec 2020, 4:00 am
Clayton County, Georgia, and its Effect on Pennsylvania's LGBTQ Community, (91 Pa. [read post]
18 Dec 2020, 5:58 am
Securities and Exchange Commission, on Thursday, December 17, 2020 Tags: Anti-corruption, Conflicts of interest, Disclosure, Dodd-Frank Act, ESG, FCPA, International governance, SEC, SEC rulemaking, Securities regulation Statement on Adoption of Resource Extraction Disclosure Rules Posted by Jay Clayton, U.S. [read post]
17 Dec 2020, 6:19 am
Posted by Jay Clayton, U.S. [read post]
17 Dec 2020, 3:05 am
All of the SEC Commissioners, including Chair Jay Clayton, released their own statements about the final rules. [read post]
14 Dec 2020, 11:09 am
Jay Clayton says he will step down early as head of the SEC at the end of 2020. [read post]
27 Nov 2020, 5:58 am
Acquisition Experience and Director Remuneration Posted by Addis Birhanu (Ecole de Management de Lyon), on Friday, November 20, 2020 Tags: Boards of Directors, Director compensation, Human capital, Management, Mergers & acquisitions Remarks by Chairman Clayton to the Economic Club of New York Posted by Jay Clayton, U.S. [read post]
23 Nov 2020, 7:54 am
The Dodd-Frank Act required more than 80 rulemakings and dozens of reports and studies from the Commission. [read post]
20 Nov 2020, 6:00 am
Nguyen (Driehaus College of Business), on Wednesday, November 18, 2020 Tags: Asset management, ESG, Fund managers, Incentives, Innovation, Patents, R&D, Sustainability Testimony by Chairman Clayton on Oversight of the Securities and Exchange Commission Posted by Jay Clayton, U.S. [read post]
10 Nov 2020, 7:19 am
Gensler was one of the first agency heads to begin to implement the Dodd-Frank Act’s derivatives reforms following the Great Recession. [read post]
29 Oct 2020, 2:02 pm
Indeed, the SEC’s press release quotes SEC Chair Jay Clayton as saying “Today’s milestone award is a testament to the Commission’s commitment to award whistleblowers who provide the agency with high-quality information. [read post]
23 Oct 2020, 1:11 pm
” SEC Whistleblower Program Since the SEC whistleblower program was created in 2010 with the Dodd-Frank Act, $676 million has been awarded to 108 people. [read post]
1 Oct 2020, 5:31 am
Under the Dodd-Frank Act, qualified SEC whistleblowers, individuals who voluntarily provide original information that leads to a successful enforcement action, are entitled to monetary awards of 10-30% of funds collected by the government. [read post]
29 Sep 2020, 6:43 am
” “Today’s award marks a milestone for the whistleblower program,” added SEC Chairman Jay Clayton. [read post]
25 Sep 2020, 6:31 am
Securities and Exchange Commission, on Thursday, September 24, 2020 Tags: Boards of Directors, ESG, Institutional Investors, Ownership, Proxy voting, Rule 14a-8, Securities regulation, Shareholder proposals, Shareholder voting Statement by Chairman Clayton on Modernizing the Shareholder Proposal Framework for the Benefit of All Shareholders Posted by Jay Clayton, U.S. [read post]
1 Sep 2020, 3:35 pm
Chairman Clayton and the two Republican Commissioners view the rules as an important first step toward modernizing the definition and expanding access to private capital markets. [read post]
27 Aug 2020, 8:16 am
Supreme Court ruled that a whistleblower under the Dodd-Frank Act (DFA) was only protected from retaliation under that law if they made their disclosure directly to the SEC. [read post]
7 Aug 2020, 3:03 am
SEC Chair Jay Clayton and Commissioners Elad Roisman and Allison Lee issued a statement of congratulations and news was first reported in ThinkAdvisor. [read post]
24 Jul 2020, 6:10 am
Securities and Exchange Commission, on Thursday, July 23, 2020 Tags: Capital markets, Investor protection, Retirement plans, SEC, Securities enforcement, Securities regulation Statement by Chairman Clayton at Open Meeting to Adopt Amendments to the Proxy Solicitation Rules Posted by Jay Clayton, U.S. [read post]
