Search for: "Clayton Frank" Results 61 - 80 of 224
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30 Jun 2020, 5:30 am by Bailey DeSimone
His work chronicles the experience of astronomer Frank Kameny. [read post]
4 Jun 2020, 11:52 am by Tom Kosakowski
Here's the full text of what was sent in an email to members:The California Caucus of College and University Ombuds stands in solidarity with Black Lives Matter and with the victims of police brutality, their families, and those who are protesting racism in the wake of the brutal killings and the centuries-long systemic targeting of Black people in America.As an organization that promotes peaceful resolution, collaboration, and that works with individuals to address systemic concerns, CCCUO… [read post]
3 Apr 2020, 6:03 am
Posted by Phillip Goldstein, Bulldog Investors, on Monday, March 30, 2020 Tags: Boards of Directors, Precatory proposals, Rule 14a-8, SEC, SEC rulemaking, Securities regulation, Shareholder voting “Stop, Look and Listen”—Improving the SEC’s Proposed Rules on Proxy Advisors Posted by Frank M. [read post]
13 Mar 2020, 6:31 am
Securities and Exchange Commission, on Saturday, March 7, 2020 Tags: Capital formation, Crowdfunding, Equity offerings, Investor protection, Private firms, SEC, SEC rulemaking, Securities regulation, Venture capital firms Statement by Chairman Clayton on Harmonizing, Simplifying and Improving the Exempt Offering Framework Posted by Jay Clayton, U.S. [read post]
2 Mar 2020, 8:18 am by John Jascob
Building upon the majority’s emphasis during the first session of the 116th Congress on consumers and investors, the majority said the SEC’s forthcoming budget should focus on enforcement, examinations, and finishing Dodd-Frank Act rulemakings. [read post]
12 Feb 2020, 7:23 am by John Jascob
Naylor called it a "Frank Capra moment" where Clayton referenced retired veterans and teachers with "ceremony and reverence. [read post]
7 Feb 2020, 6:00 am
Securities and Exchange Commission, on Saturday, February 1, 2020 Tags: Climate change, Disclosure, Environmental disclosure, ESG, Materiality, Risk, Risk disclosure, SEC, SEC rulemaking, Securities regulation, Sustainability Statement by Chairman Jay Clayton on Proposed Amendments to Modernize and Enhance Financial Disclosures Posted by Jay Clayton, U.S. [read post]
23 Jan 2020, 10:54 pm by Doug Cornelius
Surely, then, Jay Clayton’s boys can’t have missed too much, right? [read post]
10 Jan 2020, 6:10 am
Securities and Exchange Commission, on Thursday, January 9, 2020 Tags: Disclosure, Equity capital, Equity securities, Financial technology, Regulation NMS, SEC, Securities regulation Statement by SEC Chairman Jay Clayton on Proposed Order Concerning Equity Market Data Posted by Jay Clayton, U.S. [read post]
7 Jan 2020, 4:20 am by SHG
Before then, Overland Park Police Chief Frank Donchez had refused to release the officer’s name. [read post]
3 Jan 2020, 5:37 am
Stocks 1994-2019 Posted by Holger Spamann and Colby Wilkinson (Harvard Law School), on Thursday, January 2, 2020 Tags: Disclosure, Filings, Form 10-K, Incorporations, Public firms, SEC, State law Statement by Chairman Clayton on the Role of Audit Committees in Financial Reporting and Oversight Responsibilities Posted by Jay Clayton, U.S. [read post]
20 Dec 2019, 6:10 am
Koors, Pearl Meyer & Partners, LLC, on Thursday, December 19, 2019 Tags: Boards of Directors, Compensation committees, Corporate culture, Executive Compensation, Executive turnover, Human capital, Management, Succession Statement by Chairman Jay Clayton at Open Meeting Posted by Jay Clayton, U.S. [read post]
13 Dec 2019, 6:00 am
Senate Testimony by SEC Chairman Clayton on “Oversight of the Securities and Exchange Commission” Posted by Jay Clayton, U.S. [read post]
13 Dec 2019, 12:53 am by Doug Cornelius
Thomas NYU Law’s Compliance & Enforcement blog Nearly ten years ago, following a global financial collapse spurred by serial wrongdoing, Congress enacted the Dodd-Frank Wall Street Reform and Consumer Protection Act. [read post]
22 Nov 2019, 5:51 am
Smith, EY Center for Board Matters, on Friday, November 15, 2019 Tags: Boards of Directors, Corporate culture, Corporate Social Responsibility, Disclosure, Diversity, ESG, Human capital, SEC, Securities regulation JV Directors Duty of Loyalty Posted by Meghan McGovern, Tracy Branding, and James Bamford, Water Street Partners LLC, on Saturday, November 16, 2019 Tags: Boards of Directors, Conflicts of… [read post]