Search for: "Clayton Frank"
Results 81 - 100
of 224
Sort by Relevance
|
Sort by Date
8 Nov 2019, 5:55 am
Securities and Exchange Commission, on Tuesday, November 5, 2019 Tags: Boards of Directors, Institutional Investors, Proxy advisors, Proxy voting, Rule 14a-8, SEC, SEC rulemaking, Securities regulation, Shareholder proposals, Shareholder voting Statement of Chairman Jay Clayton on Proposals to Enhance the Accuracy, Transparency and Effectiveness of Our Proxy Voting System Posted by Jay Clayton, U.S. [read post]
2 Aug 2019, 6:33 am
Niles, Wachtell, Lipton, Rosen & Katz, on Friday, July 26, 2019 Tags: Advanced notice, Boards of Directors, Classified boards, Delaware cases, Delaware law, Hedge funds, Shareholder nominations, Shareholder voting Remarks to the SEC Investor Advisory Committee Posted by Jay Clayton, U.S. [read post]
12 Jul 2019, 6:17 am
Securities and Exchange Commission, on Tuesday, July 9, 2019 Tags: Broker-dealers, Compliance & ethics, Conflicts of interest, Fiduciary duties, Investment advisers, Investor protection, Regulation Best Interest, Retail investors, SEC, Securities regulation, Transparency Statement on Retirement of Chief Justice Strine Posted by Jay Clayton, U.S. [read post]
5 Jul 2019, 6:05 am
Katz, Trevor Norwitz, and Victor Goldfield, Wachtell, Lipton, Rosen & Katz, on Wednesday, July 3, 2019 Tags: Accountability, Disclosure, Financial reporting, Mergers & acquisitions, Regulation S-X, SEC, Securities regulation Statement Regarding Offers of Settlement Posted by Jay Clayton, U.S. [read post]
24 Jun 2019, 7:19 am
Chairman Clayton also credited Commissioner Peirce for her excellent leadership in the agency’s efforts to stand up the Dodd-Frank Title VII regulatory regime. Pierce declared, “These final rules are designed to ensure the financial integrity of dealers at the center of the critically important security-based swap market and represent an enormous effort on the part of our staff, particularly in the Divisions of Trading and Markets and Economic and Risk Analysis. [read post]
21 Jun 2019, 12:06 pm
I am grateful for Chairman Clayton’s leadership in moving forward on these rulemakings in a way that is both expeditious and prudent. [read post]
21 Jun 2019, 7:40 am
I am grateful to Chairman Giancarlo and Chairman Clayton for their work on this rule and our broader cooperation efforts. [read post]
16 May 2019, 11:45 am
App. 2015), and Frank v. [read post]
10 May 2019, 7:05 am
These proposals preserve important investor and market protections, while at the same time addressing several of the practical implementation challenges that have been identified,” said SEC Chairman Jay Clayton. [read post]
10 May 2019, 6:17 am
Senate Committee on Appropriations Posted by Jay Clayton, U.S. [read post]
5 Apr 2019, 5:58 am
FEC, Disclosure, Management, Manager characteristics, Political spending, Shareholder value, Voluntary Disclosure Remarks at the 29th International Institute for Securities Market Growth and Development Posted by Jay Clayton, U.S. [read post]
29 Mar 2019, 6:09 am
Rose, Sidley Austin LLP, on Sunday, March 24, 2019 Tags: Anti-corruption, CFTC, Commodities, Commodities Exchange Act, Dodd-Frank Act, DOJ, FCPA, International governance, Misconduct, SEC, Securities enforcement PE Professionals on the Boards of their Portfolio Companies Posted by Glenn West and Miae Woo, Weil, Gotshal & Manges LLP, on Monday, March 25, 2019 Tags: Boards of Directors, Books and… [read post]
15 Feb 2019, 6:14 am
Posted by Ioannis Ioannou (London Business School) and George Serafeim (Harvard Business School), on Tuesday, February 12, 2019 Tags: Corporate Social Responsibility, ESG, Firm performance, Long-Term value, Sustainability Statement on Shareholder Proposals Seeking to Require Mandatory Arbitration Bylaw Provisions Posted by Jay Clayton, U.S. [read post]
21 Dec 2018, 6:00 am
Securities and Exchange Commission, on Friday, December 14, 2018 Tags: Agency costs, Antitrust, Boards of Directors, Common ownership, Index funds, Institutional Investors, Institutional voting, Investor protection, Market efficiency, Ownership, SEC, Securities regulation, Shareholder voting Remarks to the SEC Investor Advisory Committee Posted by Jay Clayton, U.S. [read post]
20 Dec 2018, 6:54 am
Chairman Jay Clayton said: "The new rules will provide for clear and straightforward disclosure of company policies regarding hedging. [read post]
10 Dec 2018, 9:05 pm
Meat Export Federation’s Paul Clayton and Homero Recio. [read post]
7 Dec 2018, 5:00 am
Clayton’s focus on financial disclosures. [read post]
29 Nov 2018, 6:22 am
” [2] This submission focuses on only one of the elements identified by Chairman Clayton, namely the validity of such a bylaw under state law—and more specifically, Delaware corporate law. [read post]
16 Nov 2018, 3:02 am
” We soon met Frank Namin – who saddled up next to us and seemed to be this establishment’s resident magician. [read post]
14 Nov 2018, 7:36 am
Asked about possible progress on other unfinished Dodd-Frank rulemaking, Hinman said that Chairman Clayton wants to do them serially, so once the hedging proposals are out the staff will move on to the others. [read post]
