Search for: "Clayton Frank"
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19 Mar 2015, 10:05 pm
Here is what Clayton Morris wrote. [read post]
23 Jan 2020, 10:54 pm
Surely, then, Jay Clayton’s boys can’t have missed too much, right? [read post]
27 Aug 2020, 8:16 am
Supreme Court ruled that a whistleblower under the Dodd-Frank Act (DFA) was only protected from retaliation under that law if they made their disclosure directly to the SEC. [read post]
14 Apr 2021, 2:00 pm
In a series of written answers, Gensler committed to strongly supporting whistleblowers who file cases under the Dodd-Frank Act’s whistleblower reward law. [read post]
17 Mar 2017, 6:00 am
Rubinfeld, NYU School of Law, on Monday, March 13, 2017 Tags: Antitrust, Behavioral finance, Clayton Act, Executive Compensation, Executive performance, Firm performance, Incentives, Institutional Investors, Investor protection, Management, Ownership, Peer groups, Shareholder value, Sherman Act Is Disgorgement a “Forfeiture” for Statute of Limitations Purposes? [read post]
10 Dec 2018, 9:05 pm
Meat Export Federation’s Paul Clayton and Homero Recio. [read post]
19 Jul 2017, 4:27 pm
In addition, Congress blows hot and cold on securities litigation issues (compare the PSLRA to SOX and Dodd-Frank). [read post]
12 Jul 2019, 6:17 am
Securities and Exchange Commission, on Tuesday, July 9, 2019 Tags: Broker-dealers, Compliance & ethics, Conflicts of interest, Fiduciary duties, Investment advisers, Investor protection, Regulation Best Interest, Retail investors, SEC, Securities regulation, Transparency Statement on Retirement of Chief Justice Strine Posted by Jay Clayton, U.S. [read post]
20 Dec 2019, 6:10 am
Koors, Pearl Meyer & Partners, LLC, on Thursday, December 19, 2019 Tags: Boards of Directors, Compensation committees, Corporate culture, Executive Compensation, Executive turnover, Human capital, Management, Succession Statement by Chairman Jay Clayton at Open Meeting Posted by Jay Clayton, U.S. [read post]
20 Jan 2021, 9:50 am
Earlier in 2020, then-SEC Chairman Jay Clayton reflected on the success of the SEC Whistleblower Program. [read post]
WNN Exclusive: The SEC Whistleblower Program Enriches the Treasury, Not an Inner Circle of Attorneys
4 Oct 2022, 7:32 am
Zero taxpayer dollars have been used to finance whistleblower awards and pay whistleblower attorneys The passage of the Dodd-Frank Act in 2010 established the SEC Whistleblower Program. [read post]
4 Jan 2021, 9:00 am
(Robert Frank, CNBC). [read post]
29 Sep 2017, 6:34 am
Securities and Exchange Commission Posted by Jay Clayton, U.S. [read post]
30 Jul 2021, 7:51 am
The CFTC, by contrast, has been historically underfunded given its regulatory duties, especially after enactment of the Dodd-Frank Act swaps and derivatives reforms more than a decade ago. [read post]
13 Dec 2019, 6:00 am
Senate Testimony by SEC Chairman Clayton on “Oversight of the Securities and Exchange Commission” Posted by Jay Clayton, U.S. [read post]
1 Sep 2020, 3:35 pm
Chairman Clayton and the two Republican Commissioners view the rules as an important first step toward modernizing the definition and expanding access to private capital markets. [read post]
29 Jun 2018, 6:04 am
Emmerich and Robin Panovka, Wachtell, Lipton, Rosen & Katz, on Saturday, June 23, 2018 Tags: Boards of Directors, Change in control, Merger litigation, Mergers & acquisitions, Private equity, REITs, Shareholder activism Chairman Clayton Testimony on the Oversight of the SEC Posted by Jay Clayton, U.S. [read post]
6 Jan 2017, 5:50 am
IN THE NEWS President-elect Donald Trump announced his intention to nominate Jay Clayton—a partner at the law firm Sullivan & Cromwell who has represented many Wall Street banks—to be Chair of the U.S. [read post]
20 Nov 2020, 6:00 am
Nguyen (Driehaus College of Business), on Wednesday, November 18, 2020 Tags: Asset management, ESG, Fund managers, Incentives, Innovation, Patents, R&D, Sustainability Testimony by Chairman Clayton on Oversight of the Securities and Exchange Commission Posted by Jay Clayton, U.S. [read post]
19 Jan 2018, 6:30 am
Posted by Jay Clayton, U.S. [read post]
