Search for: "Clayton Holdings, LLC"
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8 Sep 2020, 7:30 am
SEC Chair Jay Clayton supports the legislation and described the bill as a “sensible way to approach a problem that’s been around for a while… This is a problem that I believe needs to be addressed and I hope it can be. [read post]
24 Jul 2020, 6:10 am
Securities and Exchange Commission, on Thursday, July 23, 2020 Tags: Capital markets, Investor protection, Retirement plans, SEC, Securities enforcement, Securities regulation Statement by Chairman Clayton at Open Meeting to Adopt Amendments to the Proxy Solicitation Rules Posted by Jay Clayton, U.S. [read post]
23 Jul 2020, 2:47 pm
Affinity Gaming Black Hawk, LLC, July 21, 2020, Lucero, C.). [read post]
29 Jun 2020, 4:42 pm
Clayton reaction. [read post]
5 May 2020, 5:00 pm
Clayton Dubilier & Rice LLC, 139 A.D.3d 621, 621 (1st Dep’t 2016). [read post]
26 Apr 2020, 4:25 pm
Ofcom declared “While we acknowledge that David Icke has a right to hold and express these views, they risked causing significant harm to viewers who may have been particularly vulnerable at the time of broadcast. [read post]
2 Oct 2019, 10:21 am
Asarco LLC, 135 S. [read post]
17 Sep 2019, 3:30 am
The agency further alleges Sactacular Holdings LLC did not hire [several men] based on its policy of not hiring men for sales positions. [read post]
9 Jul 2019, 8:06 am
“Allison’s expertise in securities law, including from her prior tenure at the Commission, will be invaluable to our efforts to advance the interests of investors and our markets,” said Chairman Jay Clayton. [read post]
25 Apr 2019, 9:07 am
The Committee replaces the Advisory Committee on Small and Emerging Companies, whose term expired in 2017.Chairman Jay Clayton and Commissioners Robert Jackson, Hester Peirce, and Elad Roisman said, “We are excited to have this important advisory Committee up and running. [read post]
4 Mar 2019, 3:47 am
” At the Emory Bankruptcy Developments Journal, law student Clayton Smith discusses the central issues in Mission Product Holdings Inc. v. [read post]
15 Feb 2019, 10:50 am
By Memorandum Opinion entered by The Honorable Maryellen Noreika in Prescient Medicine Holdings, LLC v. [read post]
24 Oct 2018, 4:33 pm
John Reed Stark Most readers are undoubtedly familiar with the concept of “insider trading” – that is, the purchase or sale by company insiders of their personal holdings in company shares based on material non-public information. [read post]
10 Oct 2018, 12:40 pm
John Reed Stark Earlier this week, media reports circulated that this past spring Google had exposed the private data of thousands of the Google+ social network users and then opted not to disclose the issue, in part because of concerns that doing so would draw regulatory scrutiny and cause reputational damage. [read post]
19 Sep 2018, 11:28 am
Those decisions—including one by then-Judge Clarence Thomas—were by judges who are as skeptical of antitrust as Judge Kavanaugh does, and they grossly exaggerated the actual holdings and language of the Supreme Court opinions. [read post]
11 Jun 2018, 2:44 am
John Reed Stark As the cryptocurrency phenomenon has developed, one of the interesting parts of the story has been the relationship between the digital currency firms and the lawyers that advise them. [read post]
16 Apr 2018, 4:48 pm
Two of those celebrities, unmentioned and uncharged by the SEC, were apparently Floyd Mayweather and DJ Khaled, who each posted photos on social media platforms holding a Centra debit card, touting Centra’s credit card like service for the conversion of cryptocurrencies, such as bitcoin and ethereum, into U.S. dollars. [read post]
2 Apr 2018, 4:03 pm
In the following guest post, David Fontaine, CEO of Kroll, Inc. and its parent, Corporate Risk Holdings, and John Reed Stark, President of John Reed Stark Consulting and former Chief of the SEC’s Office of Internet Enforcement, take a look at the SEC’s guidance, with a particular focus on what the agency’s statement has to say about the duties of corporate directors. [read post]
12 Mar 2018, 12:42 am
I fully support Chairman Clayton and Commission staff in their efforts to conduct a comprehensive investigation to understand the full scope of the intrusion and how to better manage cybersecurity risks related to the SEC’s operations. [read post]
29 Jan 2018, 11:28 pm
In both statements, Clayton made in clear that the SEC intends to hold gatekeepers to account for their activities in connection with ICOs and cryptocurrencies. [read post]
